Search for: "The Regulatory Review"
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29 Oct 2014, 11:48 am
This post continues our story on the allegations made by the Financial Industry Regulatory Authority (FINRA) against Center Street Securities, Inc. [read post]
7 Mar 2014, 7:40 am
The Financial Industry Regulatory Authority (FINRA) fined SAL Financial Services, Inc. dba Sterne Agee Financial Services, Inc. [read post]
11 Jul 2019, 8:56 am
The broker’s excessive trading resulted in 150 alerts for this type of activity, none of which were purportedly reviewed by Summit. [read post]
2 Aug 2010, 8:39 am
After review of the comments, HHS developed a final rule, which was submitted to the Office of Management and Budget (OMB) for regulatory review on May 14, 2010. [read post]
26 Jan 2022, 8:40 am
Following a Federal Register publication, February 25 is the deadline for filing comments concerning Paperwork Reduction Act review of the estimated burden that will be imposed on broadcasters by the FCC’s new rules on sponsorship identification for foreign programming. [read post]
18 Dec 2020, 10:55 am
This chapter sets out to analyse the extent to which copyright law offers a suitable regulatory framework for UGC as a form of creativity that, Iljadica argues, has a closer affinity to a creative process than a creative product. [read post]
18 Dec 2015, 3:30 am
Klass and Jim Rossi take stock of the regulatory impediments to upgrading and expanding the electricity grid, and propose a fresh take on dormant Commerce Clause review to incentivize greater interstate coordination on long-distance transmission projects. [read post]
13 Mar 2024, 1:52 pm
Regulatory Bulletinhttp://narf.org/nill/bulletins/regulatory/2024.html Major Portion Prices and Due Date for Additional Royalty Payments on Gas Produced From Indian Lands in Designated Areas That Are Not Associated With an Index Zone (Interior) Notice for Public Comment on Administration for Native Americans' Survey To Measure Native American Language Vitality (HHS) Advance Tribal Notification of Category 1 Quantities of Radioactive Material Shipments (Nuclear… [read post]
1 Nov 2016, 9:08 am
The Commission’s strategy passed muster with a reviewing court in the United States v. [read post]
11 Dec 2024, 9:48 am
Review existing elder fraud prevention measures against the new framework2. [read post]
18 Oct 2023, 12:01 pm
Regulatory Bulletinhttp://narf.org/nill/bulletins/regulatory/2023.html Notice of Expansion and Proposed Restructuring of the Digital Opportunity Demonstration Program (HUD) Indigenous Peoples' Day, 2023 (Executive Office of the President) Law Review & Bar Journal Bulletin (contact us if you need help finding a copy of an article)https://www.narf.org/nill/bulletins/lawreviews/2023.html Clean up your act: The U.S. government's CERCLA liability for… [read post]
13 Sep 2023, 1:31 pm
Regulatory Bulletinhttp://narf.org/nill/bulletins/regulatory/2023.html Migratory Bird Hunting; Migratory Game Bird Hunting Regulations on Certain Federal Indian Reservations and Ceded Lands (Interior) Law Review & Bar Journal Bulletin (contact us if you need help finding a copy of an article)https://www.narf.org/nill/bulletins/lawreviews/2023.html Centering Mni Waconi in water law. [read post]
22 May 2024, 8:30 am
Resolving conflicts between Tribal and state regulatory authority over water. [read post]
29 Jul 2015, 7:23 am
Spillenger, University of California, Los Angeles, School of Law, has published Risk Regulation, Extraterritoriality, and Domicile: The Constitutionalization of American Choice of Law, 1850-1940 in volume 62 of the UCLA Law Review. [read post]
17 Apr 2024, 10:31 am
Regulatory Bulletinhttp://narf.org/nill/bulletins/regulatory/2024.html Receipt of Documented Petition for Federal Acknowledgment as an American Indian Tribe (Interior) Privacy Act of 1974; System of Records (HHS) Law Review & Bar Journal Bulletin (contact us if you need help finding a copy of an article)https://www.narf.org/nill/bulletins/lawreviews/currentlr.html Adapting conservation governance under climate change: Lessons from Indian Country. [read post]
11 Jan 2017, 6:21 am
In his address, Massad reviewed some of the economic events and developments, and the dramatic changes in the regulation of derivatives that have occurred over the past eight years under President Obama. [read post]
29 Jul 2016, 2:09 pm
Regulatory Bulletinhttp://www.narf.org/nill/bulletins/regulatory/2016fr.htmlThe Department of the Interior, Bureau of Indian Affairs, provided a notice of training sessions on the new Indian Child Welfare Act regulations. [read post]
30 Jul 2015, 1:30 pm
Ho-Chunk Nation (Indian Gaming Regulatory Act, Tribal-State Compacts). [read post]
3 Jul 2024, 12:21 pm
Regulatory Bulletinhttp://narf.org/nill/bulletins/regulatory/2024.html Alaska Native Claims Selection (Interior) Alaska Native Claims Selection (Interior) Chippewa National Forest; Minnesota; Transfer of Administrative Jurisdiction to Lands To Be Held in Trust by the United States for the Benefit of the Leech Lake Band of the Minnesota Chippewa Tribe Pursuant to the Leech Lake Band of Ojibwe Reservation Restoration Act (USDA) Law Review & Bar Journal Bulletin… [read post]
14 Nov 2014, 12:19 pm
Regulatory actions include proceedings commenced by regulators, including the Securities and Exchange Commission and Financial Industry Regulatory Authority, which generally seek financial penalties and/or temporary or permanent bars from the securities industry. [read post]
