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Ex-Morgan Stanley Broker Accused of Defrauding Investors, Including Retirees The Securities and Exchange Commission (SEC) has filed civil charges against former Morgan Stanley financial advisor Shawn Edward Good accusing him of operating a years-long Ponzi scheme and misappropriating millions of dollars from customers. [read post]
22 Feb 2008, 1:35 pm
 Two former Marsh executives (William Gilman and Edward McNenney) were convicted after a 10-month bench trial of bid rigging in violation of New York’s Donnolly Act. [read post]
29 Nov 2019, 10:51 am by Shepherd Smith Edwards & Kantas, LLP
SSEK Investigating Investor Claims Against Ex-UBS Puerto Rico Broker  For the last several years, Shepherd Smith Edwards and Kantas, LLP (“SSEK Law Firm”) has been actively working with investors to recover the massive losses they sustained because brokers and their firms recommended that they invest in Puerto Rico bonds and closed-end bond funds. [read post]
28 Sep 2023, 11:46 am by Shepherd Smith Edwards & Kantas, LLP
Our Non-Traded Real Estate Investment Trust Attorneys Represent Retail Investors, Including Seniors and Retirees Shepherd Smith Edwards and Kantas represent investors from all walks of life who sustained significant portfolio losses due to the bad advice or misconduct of their financial advisors. [read post]
16 Oct 2008, 9:11 am
  The event, which is sponsored by Swiss Re, will feature hear Jim Fiore (QBE the Americas, Chief Operating Officer) and Alan J Levin (Edwards Angell Palmer & Dodge, co-chair of Insurance & Reinsurance Department), as they speak about the reinsurance industry. [read post]
11 Mar 2022, 12:52 pm by Kirk G. Smith
Several East West Bank Customers Worked With Cetera Broker Linda Fang Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is continuing to investigate claims of losses involving East West Bank customers who invested in Northstar Financial Services (Bermuda) products. [read post]
26 Apr 2009, 5:49 pm
For example, Edwards' Roofing Company has the wrong address and begins ripping the roof from Betty's house by mistake. [read post]
Ex-New York Financial Advisor Has 15 Customer Disputes on BrokerCheck   If you suffered investment losses while working with ex-Worden Capital Management stockbroker Allan Perry Montalbano, contact our New York financial advisor misconduct attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com). [read post]
Shepherd Smith Edwards and Kantas Florida Broker Fraud Attorneys Continue To Investigate Former Merrill Lynch Broker William King Ex-Vero Beach, FL Financial Advisor Now Has At Least 28 Customer Complaints For the past year, our seasoned Florida broker fraud attorneys have been looking into claims of investor losses involving William Worthen King, who resigned from Merrill Lynch Pierce, Fenner & Smith after 37 years with the firm. [read post]
Brokers May Have Downplayed The Risks of Junk Bond Funds  Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is offering free initial case consultations to investors of the following high-yield bond funds, also known as junk bond funds. [read post]
Customer’s FINRA Arbitration Hearing Seeking Up to $500K Will Take Place in Los Angeles Our broker fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) have filed a FINRA arbitration claim against Cetera Investment Services. [read post]
Our Skilled Texas Non-Traded REIT Lawyers May Be Able To Help You If you are a Silver Star Properties REIT investor, please contact Shepherd Smith Edwards and Kantas(investorlawyers.com) today to request your free, no-obligation case consultation. [read post]
Ex-Commonwealth Capital Broker Was Accused Of Misusing Investors’ Money  If you or someone you know lost money while working with former Commonwealth Capital broker, Kimberly Springsteen-Abbott, please contact our stockbroker fraud lawyers at Shepherd Smith Edwards and Kantas so we can determine whether you have grounds for a claim. [read post]
3 Jan 2008, 6:00 pm
For some reason, NONE of the networks reported the entrance poll other than to say that Clinton and Obama leading with Edwards trailing. [read post]
18 May 2020, 10:19 am by Shepherd Smith Edwards & Kantas, LLP
Brokerage Firm Made Unsuitable Investment Recommendations to An Inexperienced Investor Our brokerage firm fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have filed a Financial Industry Regulatory Authority (FINRA) arbitration against Morgan Stanley on behalf of an elderly Dallas, Texas investor. [read post]
Risks Tied To CYES Strategy Investments Cause More Losses During The Coronavirus For the past year, our CYES Strategy fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have been working with investors who suffered losses from Collateral Yield Enhancement Strategy (CYES) Investments that were issued by Harvest Volatility Management but were sold by brokers from Morgan Stanley, JP Morgan, Fidelity, Charles Schwab, and other broker-dealers. [read post]
26 Aug 2009, 1:45 pm
Last night long time Senator Edward "Ted" Kennedy passed away. [read post]
12 Mar 2008, 7:10 am
First, 9News reported last week that Chief Federal Judge Edward Nottingham, who presided over Nacchio's insider-trading criminal trial, may have been a customer of an escort service. [read post]
17 Feb 2023, 1:07 pm by Steve Bainbridge
— Steve Bainbridge (@PrawfBainbridge) February 17, 2023 My talk on the Parable of the Talents is based on my chapter in Research Handbook on Fiduciary Law 97 (Edward Elgar Publishing; D. [read post]
17 Jun 2010, 9:26 pm by Lawrence Solum
Murphy and Eric Carlson (Suffolk University Law School and Edwards Angell Palmer & Dodge LLP) have posted ‘Like Snow [Falling] on a Branch…’: International Law Influences on Death Penalty Decisions and Debates in the United States (Denver Journal of International Law and Policy, Vol. 38, p. 115, 2009) on SSRN. [read post]