Search for: "20/20 Financial Services Inc."
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20 Dec 2023, 2:50 pm
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other… [read post]
19 Dec 2023, 4:48 pm
Since the Rule is scheduled for publication in the Federal Register on December 21, 2023, the new fee will apply to disputes initiated after February 20, 2023. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
17 Dec 2023, 7:51 am
First up is Bridgeport Music, Inc. for the period January 1, 2021, through December 31, 2023. [read post]
15 Dec 2023, 4:17 am
Nebula’s global user base has expanded significantly as well, growing 20% to 4,892 active users leveraging the platform. [read post]
13 Dec 2023, 8:30 am
In addition, auditors determined that DMV’s contracted interpretation vendor was not providing on-demand interpretation services for all languages and dialects needed, and calls for 20 different languages had an average hold time of over 30 minutes. [read post]
13 Dec 2023, 8:30 am
In addition, auditors determined that DMV’s contracted interpretation vendor was not providing on-demand interpretation services for all languages and dialects needed, and calls for 20 different languages had an average hold time of over 30 minutes. [read post]
4 Dec 2023, 4:58 am
Soon afterward Flor had a conference call with Johnston and Ghadran in which the latter said — contrary to Johnston’s July 20 [read post]
30 Nov 2023, 9:05 pm
Ripple Labs, Inc., No. 20 CIV. 10832 (AT), 2023 WL 4507900, at *1 (S.D.N.Y. [read post]
26 Nov 2023, 6:52 am
Services Segment Growth While the services segment grows at a slower rate than software, with a CAGR of 6.73%, it maintains a larger share of the overall market. [read post]
21 Nov 2023, 3:15 pm
Although the dated documents governing the Settlement reflect the parties reached the Settlement Agreement in August, OCR only made the Settlement public on November 20, 2023. [read post]
20 Nov 2023, 9:01 pm
As a result, the District Court granted PIFSS’ motion to dismiss on the basis of sovereign immunity. 20 Of Not-So-Safe Harbors In a different proceeding, Picard v. [read post]
15 Nov 2023, 6:26 am
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
14 Nov 2023, 9:01 pm
” In fiscal year 2023, the SEC obtained orders for $4.949 billion in financial remedies, the second highest amount in SEC history, after the record-setting financial remedies ordered in fiscal year 2022. [read post]
13 Nov 2023, 9:05 pm
”[20] B. [read post]
10 Nov 2023, 6:00 am
Legal and Regulatory Developments SPOTLIGHT: US Consumer Watchdog Proposes Rules for Big Tech Payments, Digital WalletsReuters – November 7, 2023 The top U.S. consumer financial watchdog on Tuesday proposed to regulate tech giants’ digital payments and smartphone wallet services, saying they rival traditional payment methods in scale and scope but lack consumer safeguards. [read post]
9 Nov 2023, 9:01 pm
For individuals, the compliance costs could be disproportionately large relative to their financial activity. [read post]
9 Nov 2023, 6:29 am
His previous employers include UBS Financial Services Inc. [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
