Search for: "AKA, Inc." Results 61 - 80 of 684
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10 Jan 2022, 8:47 am by David C. Gair
They stole funds from Ayudando Guardians Inc., a nonprofit organization that provided guardianship, conservatorship and financial management to hundreds of people with special needs. 9. [read post]
1 Jan 2022, 8:43 am by Chris Castle
”The experience recounted in the report mirrors that of Apple Inc., which has grown increasingly compliant with Beijing in recent years. [read post]
2 Dec 2021, 10:00 am by James Kachmar
  They further claimed that any similarities that did exist were derivative of Irish folk songs such as Danny Boy (aka Londonderry Air), which was in the public domain. [read post]
9 Nov 2021, 1:12 pm by Silver Law Group
Previous employers include Cetera Investment Services LLC (CRD#:15340), also of Tulsa, Bok Financial Securities, Inc. [read post]
19 Oct 2021, 9:41 am by Silver Law Group
Cynthia Komarek (CRD#: 1188714, aka (Cynthia Ann Brown, Cynthia Brown-Komarek, Cynthia Brown Komarek, Cynthia Brown Pearson) is a former registered broker and investment advisor last employed with SagePoint. [read post]
9 Oct 2021, 12:43 pm by Andrew Delaney
So, he filed a Rule 75 (aka review of governmental action) complaint arguing that booting him from programming was punishment and he should have at least gotten a hearing. [read post]
20 Aug 2021, 7:10 am by John Jascob
The SEC’s recent settled administrative action brought against Blockchain Credit Partners (aka DeFi Money Market) provided the focal point for the panel’s discussion of enforcement in the DeFi field. [read post]
18 Aug 2021, 6:43 am by Silver Law Group
Previous employers include Cetera Investment Services LLC (CRD#:15340), also of Tulsa, Bok Financial Securities, Inc. [read post]
28 Jul 2021, 1:00 pm by Daily Record Staff
The program delivered $1.6 million to 35 additional HBCUs as part of a four-year fundraising campaign led by AKA ... [read post]
18 Jul 2021, 9:03 pm by News Desk
In a June 15 warning letter, the FDA described a March 9-24, 2021, remote Foreign Supplier Verification Program (FSVP) inspection of Double R Trading Inc (aka – Rong Shing Trading NY Inc.) in Brooklyn, NY. [read post]
18 May 2021, 6:21 am
"SCOPA") recently issued an opinion in Pittsburgh Logistics Systems, Inc. v. [read post]
22 Apr 2021, 10:01 am by Silver Law Group
We’ve reported on Yousuf Saljooki (CRD#: 5045123, aka Joe Saljooki, and Joseph Saljooki) on two previous occasions regarding his two suspensions by the State of Arkansas and subsequently by FINRA for many of the same infractions. [read post]
23 Mar 2021, 9:35 am by Iorio Altamirano
Financial West Group and Western International Securities Inc. seem to be cut from the same cloth. [read post]