Search for: "ANDREW PETER HARRIS"
Results 61 - 80
of 239
Sorted by Relevance
|
Sort by Date
27 Mar 2023, 10:41 am
Peter H. [read post]
10 Apr 2020, 6:01 am
Securities and Exchange Commission, on Friday, April 3, 2020 Tags: Broker-dealers, COVID-19, Form CRS, Investment advisers, Investor protection, Regulation Best Interest, SEC, Securities regulation SEC’s Carve-Out from SOX 404(b) for Low-Revenue Companies Posted by Cydney Posner, Cooley LLP, on Saturday, April 4, 2020 Tags: Accounting, Audits, Filings, Financial reporting, Internal… [read post]
30 Jul 2013, 1:06 pm
Sir David Clementi, The Clementi Report Mark Harris, Axiom Ben Heineman Jr., General Electric Company Sanjay Kamlani, Pangea3 David Lat, Above the Law Hugh McLernon, IMF (Australia) Ltd. [read post]
21 Oct 2017, 4:27 am
Andrew Keane Woods summarized the key issues to watch as the justices debate U.S. government access to communications data stored abroad. [read post]
3 Apr 2017, 11:22 am
Unger, Peter. [read post]
4 Apr 2017, 4:45 pm
Unger, Peter. [read post]
10 Jan 2018, 4:40 pm
Peter Andrew O’Hara Charles Schwab & Co., Inc. [read post]
8 Jan 2008, 12:00 pm
Although the list below concerns the last three months, I would like to extend a sincere thank you to everyone that has contributed, in one way or another, to a successful year.CommentorsAina-David Adewunmi, Harry Alexander, Antoine Henry De Frahan, Dale Arseneault, Alex Bell, Connie Bensen, David J. [read post]
14 Sep 2009, 1:00 am
Convention on Contracts for the International Sale of Goods” 10:15 Professor Franco Ferrari, Article 4:Applicable Law in the Absence of Choice” 10:45 Tea / Coffee Break 11:10 Professor Jonathan Harris, “Mandatory Rules and Public Policy” 11.40 Professor Xandra Kramer, “The Interaction between Mandatory EU Laws and Rome I” 12:10 Professor Francisco Garcimartin Aflérez, “Article 6: Consumer… [read post]
19 Apr 2019, 5:33 am
According to FINRA Disciplinary actions for March 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities Austin, Aaron LPL Financial LLC M & T Securities, Inc Conner, Youn Das, Anukul NYLife… [read post]
8 Jul 2010, 5:00 am
Weidenfeller, Andrew Woodmansee, Jennifer Wu, and Hunter Yancey. [read post]
20 Aug 2010, 10:00 am
., 1305 Loring Avenue, Pink Houses, Brooklyn Andrew Spalding Case 785/10 formerly associated with the 8th Fl., 930 Halsey Street, Ocean Hill Houses, Brooklyn Devon Johnson Case 3088/09 formerly associated with the 14th Fl., 3353 Fort Independence Street, Ft. [read post]
29 May 2008, 9:32 pm
An important thank you is in order to five important sources: pioneer Bill Gratsch and his Blawg.com (US), Diane Levin (US), Dan Harris (China/US), Guy Kawasaki (Universe), and Jordan Furlong (Canada). [read post]
21 Feb 2011, 11:20 am
Hull and Peter Charles Hoffer.Hull, N. [read post]
29 Oct 2014, 8:37 pm
Andrew Jackson 7. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip JP… [read post]
21 Mar 2008, 1:58 am
Peter Welch (PDF 168 KB)Letter Regarding an Exemption for Overseas Contractors From Certain Federal Contracting Rules03/20/2008
Letter to Food and Drug Administration Commisioner Andrew von Eschenbach From Senate HELP Chairman Edward KennedyLetter Regarding Heparin Contamination03/20/2008
Letter to General Services Administrator Lurita Doan From House Oversight and Government Chairman Henry Waxman, Subcommittee on Government Management, Organization and… [read post]
3 Dec 2012, 3:08 am
Peter Martin, director of the Institute for Coffee Studies at Vanderbilt University. [read post]
5 Aug 2022, 4:00 am
Sues Former Trump Aide Peter Navarro Over White House Emails MSN – Devlin Barrett (Washington Post) | Published: 8/3/2022 Peter Navarro, the former Trump economic adviser already facing trial on charges of contempt of Congress, was sued by the government over his refusal to turn over private emails he allegedly used to conduct White House business during the Trump administration. [read post]
19 Sep 2012, 5:40 am
http://bit.ly/PSrHXQ (Peter Vogel) When the Tortoise Beats the Hare: Insider Fraud! [read post]
