Search for: "Alan Bull"
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27 Nov 2018, 10:11 am
William Dumchus has also worked at the following firms: • Wells Fargo, NJ, Westfield, NJ — February 3, 2006 through April 17, 2014 • UBS Financial Services, Inc., Weehawken, NJ — December 1, 2000 through February 23, 2006 • Salomon Smith Barney, Inc., New York, NY — July 31, 1993 through December 11, 2000 • Lehman Brothers Inc., New York, NY — April 27, 1984 through July 31, 1993 • … [read post]
9 Nov 2018, 6:29 am
Joseph Roop has also worked at the following firms: • Wachovia Securities, LLC, Belmont, North Carolina, May 23, 2008 to April 3, 2009 • Banc of America Investment Services, Inc., Charlotte, North Carolina, December 10, 2004 to May 28, 2008 • Legg Mason Wood Walker, Inc, Baltimore, Maryland, December 18, 200 to December 15, 2004 • MML Investor Services, Inc, Springfield, Maryland, November 9, 1998 to December 31, 2000 • Price… [read post]
8 Nov 2018, 6:52 am
Mark Kolta was also registered with the following firms, FINRA notes: • Aegis Capital Corp. from June 8, 2017 until February 20, 2018, New York, NY • National Securities Corporation from September 12, 2013 until June 2, 2017, New York, NY • Cetera Advisors LLC from November 25, 2011 until September 27, 2013, New York, NY • Chase Investment Services Corp. from April 30, 2008 until December 16, 2011, New York, NY Finally, it is important to not… [read post]
8 Nov 2018, 6:33 am
Kevin Wilson has spent 18 years in the securities industry with 8 different firms and has also been registered with the following firms, FINRA states: • Gilford Securities in New York, New York, August 29, 2006-January 21, 2009 • Westminster Securities Corporation in New York, New York, March 24, 2005 – September 11, 2006 • Casimir Capital in Greenwich, Connecticut, June 20, 2001 – April 26, 2005 • Kuhns Brothers Securities in Lime… [read post]
7 Nov 2018, 6:27 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to James Bashaw allegedly borrowing money from customers. [read post]
5 Nov 2018, 6:10 am
Eric Lindquist has also been registered at the following firms in Minnesota: • Wells Fargo Investments, LLC, Monticello, MN, December 13, 2000 – January 3, 2011 • Wells Fargo Brokerage Services, LLC, Minneapolis, MN, December 15, 2000- August 12, 2002 • American Express Financial Advisors, Minneapolis, MN, January 20, 1993 – February 16, 1993 • IDS Life Insurance Company, Minneapolis, MN, January 20, 1993 – February 16, 1993… [read post]
29 Oct 2018, 7:27 am
The following allegedly took in sales compensation for selling Parking REIT securities, the SEC states: • Accelerated Capital Group; • Centaurus Financial, Inc.; • Coastal Equities, Inc.; • Crown Capital Securities, L.P.; • Forest Securities, Inc.; • Great Point Capital LLC; • NI Advisors; • Sandlapper Securities, LLC; • Whitehall-Parker Securities, Inc. [read post]
29 Sep 2018, 8:09 pm
Macedo, Alan D. [read post]
19 Sep 2018, 11:28 am
By Chris Sagers[1] In the world there are weightier things than antitrust, and the Supreme Court nomination of Judge Brett Kavanaugh involves many of them. [read post]
8 Sep 2018, 8:02 am
Stewart Baker and Alan Cohn examined all things blockchain and cryptocurrency on the latest episode of the Cyberlaw Podcast: Phil Caruso assessed how the experience of developing American airpower can inform current debates about the Trump administration’s proposal to establish a Space Force. [read post]
8 Jul 2018, 9:42 pm
Macedo, Alan Miller and Brian Amos of Amster, Rothstein & Ebenstein LLP will address the following topics: • The impact of the Bayh-Dole changes on: -- compliance measures -- staffing needs -- case abandonment process -- annuity fee procedures -- provisional and non-provisional patent filings -- invention rights assignments -- timelines and changes to internal systems • Understanding the consequences of... [read post]
3 Jul 2018, 10:43 am
While there has been much talk about China's new framework for multilateral trade--the One Belt One Road Initiative (see, e.g., here, here, here, here, and here), there has been little progress in making timely teaching materials available to English speaking students. [read post]
17 Mar 2018, 8:43 pm
The program will include sessions on the following topics: • Fireside Chat with Circuit Judge Alan Lourie, U.S. [read post]
25 Jan 2018, 3:52 am
Many of the marks applied for or registered by the applicant consist of common names, such as ANNA, JESSICA, JULIA, ALAN, HOWARD, CHRISTINE, ELIZABETH, RYAN, PAUL, PETER or other words, such as the names of colours, BLUE, SAND, EBONY, EMERALD. [read post]
29 Dec 2017, 7:34 am
When historians look back at the copyright worlf in 2017 (if our attention spans allow us to have roles such as a 'historian' in the future!) [read post]
1 Dec 2017, 10:32 am
It featured a contra-tenor vocal by Alan "Blind Owl" Wilson and, perhaps uniquely among blues-influenced rock songs, a flute part by Jim Horn (who was not a regular member of the group). [read post]
16 Nov 2017, 9:40 am
Please reply regardless, XXXX XXX-XXX-XXXX alan@ngrwebteam.com Dear Owner, I recently spent some time on your website. [read post]
2 Nov 2017, 4:00 am
Alan Auerbach (UC-Berkeley), Itai Grinberg (Georgetown), Thomas Barthold (Joint Committee on Taxation), Nicholas Bull (Joint Committee on Taxation), Gavin Elkins (Tax Foundation), Pamela Moomau (Joint Committee on Taxation), Rachel Moore (Joint Committee on Taxation), Benjamin Page (Tax Policy Center), Brandon Pecoraro (Joint Committee on Taxation) & Kyle Pomerleau (Tax Foundation),... [read post]
3 Aug 2017, 3:35 pm
Placerville Local Events I’m Ed Smith, a Placerville Car Accident Lawyer. [read post]
11 Jul 2017, 7:42 am
• Only spouses can file a joint case. [read post]
