Search for: "Ares Investments Group, LLC"
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9 May 2016, 5:00 am
Davidson Kempner Capital Management LLC, Investment Advisers Act Release Nos. 1A-3693 (October 17, 2013) (notice) and IA-3715 (November 13, 2013) (order) Ares Real Estate Management Holdings, LLC, Investment Advisers Act Release Nos. [read post]
4 May 2016, 5:00 am
Is a fund manager is an investment adviser? [read post]
18 Jan 2016, 2:05 pm
The White Law Group continues to investigate the liability that brokerage firms may have for improperly recommending MLP investments (and, in particular) oil and gas MLPs. [read post]
15 Jan 2016, 1:17 pm
Some currently traded MLPs include: MLP Sector Ticker Symbol 8Point3 Energy Partners Solar Energy CAFD Access Midstream Natural Gas Midstream ACMP Alliance Bernstein Financial Services AB Alliance Holdings GP LP Coal AHGP Alliance Resource Partners Coal ARLP Alon Partners USA Refiner ALDW American Midstream Partners Natural Gas Midstream AMID Amerigas Partners Propane Marketing APU Antero Midstream Partners Natural Gas Midstream AM Arc Logistic Partners Crude/Refined Storage ARCX Archrock Partners… [read post]
14 Dec 2015, 1:00 am
In the matter of AR (Children) (Scotland), heard 13 May 2015. [read post]
7 May 2015, 5:00 am
1 — The Blackstone Group Registered 2 Starwood Capital Group — Registered 3 Lone Star Funds (Hudson Advisors) — Registered 4 Global Logistic Properties — Overseas 5 Brookfield Asset Management — Registered 6 Tishman Speyer — Registered 7 Colony Capital — Registered 8 The Carlyle Group — Registered 9 Fortress Investment Group — Registered 10 Oaktree Capital Management … [read post]
4 Aug 2014, 2:34 pm
The Commission’s complaint alleged that defendant Bard, an investment adviser, and his solely-owned company Vision Specialist Group LLC had violated the federal securities laws through fraudulent misrepresentations regarding client investments, account performance and advisory fees, and by Bard’s creation of false client account statements, forgery of client documents. [read post]
19 May 2014, 6:27 am
1 The Blackstone Group Registered 2 Lone Star Funds (Hudson Advisors) Registered 3 Starwood Capital Group Registered 4 Colony Capital Registered 5 Brookfield Asset Management Registered 6 Tishman Speyer Registered 7 Angelo Gordon Registered 8 Westbrook Partners Registered 9 Oaktree Capital Management Registered 10 Global Logistic Properties Overseas 11 Walton Street Capital Registered 12 GI Partners Registered 13 Orion Capital Managers Registered… [read post]
7 Feb 2014, 9:24 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds and issuers of securities, among others. [read post]
13 Mar 2013, 11:50 am
Since its conception, the ARS market has been concentrated among a group of elite financial institutions that underwrote the issuance of ARS. [read post]
13 Mar 2013, 11:50 am
Since its conception, the ARS market has been concentrated among a group of elite financial institutions that underwrote the issuance of ARS. [read post]
3 Jan 2013, 11:11 am
Warburg Pincus acquired JHP Pharmaceuticals from JHP Holdings LLC, an entity majority-owned by Morgan Stanley Principal Investments. [read post]
17 Feb 2012, 12:24 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
8 Feb 2012, 1:51 pm
The rankings can be found here: Rank Firm name Total assets Clients City/State 1 Stancorp Investment Advisers Inc. 15,457.60 500+ Portland, OR 2 Cambridge Investment Research Advisors Inc. 12,502.70 500+ Fairfield, IA 3 Moneta Group Investment Advisors LLC 6,535.20 500+ Clayton, MO 4 Oxford Financial Group Ltd. 6,467.10 500+ Carmel, IN 5 Sontag Advisory LLC 5,313.40 500+ New York, NY 6 Plante Moran Financial… [read post]
20 Jan 2012, 11:26 am
The White Law Group, LLC is a national securities fraud, securities arbitration, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
30 Nov 2011, 2:00 am
Adviser Sanctioned for Filing False Information on Form ADV and Failing to Disclose to Clients Its Precarious Financial Condition LPB Capital d/b/a Family Office Group, LLC and Gary G. [read post]
31 Oct 2011, 3:55 am
: Firehouse Restaurant Group, Inc. v. [read post]
8 Jul 2011, 1:11 am
(ArsTechnica) Ask Ars: will iTunes Match be used to chase down music pirates? [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC 3501 S… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC 3501 S… [read post]
