Search for: "B & T Financial Services, LLC"
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9 Jul 2012, 5:02 am
BBP LLC went out of their [sic] way ... at short notice to ensure financial documents were finalized”). [read post]
18 Jun 2013, 3:00 am
The Court noted that where a service provider so influences or participates in infringing activity, while gaining a financial benefit from it, may lose the safe harbor. [read post]
11 Dec 2018, 10:04 am
(Seems like a B&B v. [read post]
11 Apr 2021, 6:56 pm
Riley Financial, Inc. [read post]
7 May 2018, 10:25 pm
(Id.)B. [read post]
7 Mar 2016, 7:26 am
In a separate administrative proceeding, the RIEDC’s financial advisor for the bond offering – First Southwest Company LLC – agreed to settle charges that it violated MSRB rules by failing to document in writing the scope of the services the firm was providing in the bond offering until seven months after the financial advisory relationship began. [read post]
23 Dec 2011, 10:29 am
(ISE) to sell its 31.5 percent stake in Direct Edge Holdings LLC and agree to other restrictions to resolve U.S. antitrust concerns. [read post]
30 Jul 2015, 12:13 pm
If you don’t need the care, then you will not have spent money on insurance premiums. [read post]
23 Jun 2023, 2:23 pm
This violation goes against NASD Rules 3010(a) and 3010(b), as well as FINRA Rules 3110(a), 3110(b), and 2010. [read post]
22 Jan 2007, 9:53 am
RE/MAX FIRST CHOICE, LLC, et al., Defendants. [read post]
3 Jun 2015, 5:19 am
Federal Rules of Civil Procedure 45(d)(3)(B). [read post]
30 Dec 2010, 7:40 pm
(Attachments: # (1) Notice # (2) Exhibit A (Victor Declaration)# (3) Exhibit B (Engagement Letter)# (4) Exhibit C (Proposed Order)) Application to Employ/Retain Huron Consulting Group, Consultants to the Debtors as Dalton T. [read post]
30 Dec 2010, 7:40 pm
(Attachments: # (1) Notice # (2) Exhibit A (Victor Declaration)# (3) Exhibit B (Engagement Letter)# (4) Exhibit C (Proposed Order))Application to Employ/Retain Huron Consulting Group, Consultants to the Debtors as Dalton T. [read post]
31 Oct 2018, 2:20 pm
Hahn, Consumer Financial Protection Bureau, Colin T. [read post]
19 Mar 2010, 9:58 am
In addition, “People are living longer, and sometimes [providers] use old tables,” said Carrie Wisniewski, president of B-D Compliance Associates Inc., which provides consulting services to broker-dealers. [read post]
1 Aug 2023, 9:34 am
Instagram, LLC, 2023 WL 4554649 (9th Cir. [read post]
25 Apr 2024, 10:20 am
Class B Felony If the total value of the property, money, or services obtained through identity theft is $500 or more, the offense is classified as a Class B felony. [read post]
22 Nov 2021, 4:35 am
The first count of her two-count complaint alleged violation of her statutory inspection rights under § 34-255i(b) of Connecticut’s Uniform LLC Act, which derives from RULLCA § 410(b) and provides in relevant part: A member may inspect and copy full information regarding the activities, affairs, financial condition and other circumstances of the company as is just and reasonable if: (A) The member seeks the information for a purpose… [read post]
27 Oct 2017, 3:00 am
., CVS RX Services and Garfield Beach CVS LLC (collectively, “Defendants”) in the Los Angeles County Superior Court. [read post]
13 Nov 2015, 10:25 am
Cohen, currently Of Counsel with Farr Miller & Washington, LLC, was appointed to serve as Commissioner of Internal Revenue under President Lyndon B. [read post]
