Search for: "Bankers Development LLC"
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10 Nov 2016, 8:58 am
” (Citing Banker’s Hill, Hillcrest, Park West Community Preservation Group v. [read post]
1 Sep 2016, 7:56 am
The firm failed to establish and implement an adequate supervisory system to detect and prevent violations of Section 5 of the Securities Act related to transactions of microcap securities.Morgan Stanley Smith Barney LLC of Purchase, New YorkWithout admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to adequately supervise by following firm policies and procedures to detect and cause the reporting of potentially suspicious… [read post]
10 Jun 2016, 9:37 am
He has dedicated more than 40 years to the mortgage banking industry and holds a Master Certified Mortgage Banker designation from the Mortgage Bankers Association of America. [read post]
23 Mar 2016, 8:02 am
”The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
21 Mar 2016, 6:51 am
For more information contact our office to schedule a consultation with the attorneys at Krause Donovan Estate Law Partners, LLC. [read post]
18 Mar 2016, 6:21 am
” Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
14 Mar 2016, 2:56 am
., take a look at the important developments during 2015 regarding these coverages. [read post]
7 Mar 2016, 7:26 am
”The SEC also charged Wells Fargo’s lead banker on the deal, Peter M. [read post]
29 Feb 2016, 4:43 pm
Last year also saw Delaware decisions that are likely to change the landscape of M&A litigation and interesting developments in the area of SEC enforcement. [read post]
11 Sep 2015, 4:41 pm
Big banks offer services to lawyers, but I like the personal touch of having a banker on call. [read post]
28 Jul 2015, 1:34 pm
The case is Mach Mining, LLC v. [read post]
18 Jun 2015, 2:47 pm
In today’s typical EB-5 real estate development project, a senior lender will typically provide up to 50% of the total cost of a development project, with the EB-5 investors contributing 20% to 30%, and the developer contributing the remaining capital. [read post]
18 Jun 2015, 2:47 pm
In today’s typical EB-5 real estate development project, a senior lender will typically provide up to 50% of the total cost of a development project, with the EB-5 investors contributing 20% to 30%, and the developer contributing the remaining capital. [read post]
18 Jun 2015, 2:47 pm
In today’s typical EB-5 real estate development project, a senior lender will typically provide up to 50% of the total cost of a development project, with the EB-5 investors contributing 20% to 30%, and the developer contributing the remaining capital. [read post]
1 Jun 2015, 12:00 pm
Doug Johnston (through Five Management, LLC) is an expert witness in banking/lending and an investigative business consultant specializing in Commercial Banking & Lending, Private Equity, and International Banking. [read post]
7 May 2015, 10:56 pm
Shum is the Chief Executive Officer of the Advantage America EB-5 Group, Advantage America California Regional Center, LLC and Advantage America New York Regional Center, LLC. [read post]
7 May 2015, 10:56 pm
Shum is the Chief Executive Officer of the Advantage America EB-5 Group, Advantage America California Regional Center, LLC and Advantage America New York Regional Center, LLC. [read post]
15 Dec 2014, 4:44 pm
This article is the fourth in a series of articles on how EB-5 regional centers and sponsors can evaluate broker-dealer, investment company and investment adviser registration requirements under U.S. securities laws. [read post]
5 Nov 2014, 7:13 am
More will follow as developments warrant. [read post]
5 Nov 2014, 7:13 am
More will follow as developments warrant. [read post]
