Search for: "Boston Partners, LLC."
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19 Feb 2020, 2:30 am
In granting the SEC a final judgement, the Boston court found that Cody, through his firm, Boston Investment Partners, LLC, reportedly operated his scam into 2016, allegedly defrauding at least three of his retired clients over a twelve-year period. [read post]
13 Nov 2019, 6:24 am
She recommends to shift regulation from the time of offer to the time of sale, and that there should be no prohibitions on general solicitation anywhere in the exempt offering framework.As to the accredited investor definition, Hanks recommends:Keep the existing financial qualification, but index it to inflation from now on;Add accreditation by means of a securities specific educational qualification, such as holding CFA designation or certain FINRA licenses;Add accreditation by reference to a… [read post]
25 Oct 2019, 3:00 am
New EPA Chief in New England Barred from Many Decisions Because of Conflicts Boston Globe – Dave Abel | Published: 10/22/2019 A former chemical industry lobbyist who was recently appointed as regional administrator of the Environmental Protection Agency has been barred from overseeing a range of vital issues in New England because of conflicts-of-interest that could compromise his public duties. [read post]
27 Sep 2019, 12:59 pm
Stone Lion Capital Partners, L.P. v. [read post]
6 Sep 2019, 3:00 am
Vin Weber resigned his position as a partner in a prominent consulting firm amid ongoing questions about lobbying work he did for Ukrainian interests. [read post]
5 Sep 2019, 6:40 am
The coverage action arises from a state court action whereby Governo Law Firm LLC (GLF) sued six attorneys who left GLF to start a separate law firm, CMBG3 Law LLC, after unsuccessfully attempting to purchase GLF from its founding partner, David Governo. [read post]
9 Aug 2019, 3:00 am
National/Federal Campaigns Say They’ll Match Political Contributions. [read post]
7 Aug 2019, 4:17 am
In fact, defendants concealed the issues with title, finding Boston National Title Agency, LLC (Boston National), which would insure title of all of the properties. [read post]
29 Jul 2019, 10:01 am
GPB Business Partner Alleges Financial Misconduct According to an article in Investment News on Friday, a business partner of GPB Capital Holdings has filed a lawsuit alleging the firm tried to push him out after he complained to the Securities and Exchange Commission about GPB’s “financial misconduct”. [read post]
14 Jun 2019, 6:18 am
., on Sunday, June 9, 2019 Tags: Extraterritoriality, SEC, SEC enforcement, Section 10(b), Section 17(a), Securities Act, Securities regulation, U.S. federal courts Ten Years of Say-on-Pay Data Posted by Terry Newth and Dean Chaffee, Pearl Meyer & Partners, LLC, on Sunday, June 9, 2019 Tags: Compensation committees, Engagement, Executive Compensation, Institutional Investors, Management, Proxy… [read post]
17 May 2019, 12:46 pm
On May 7, 2019, the Supreme Judicial Court (SJC) heard oral arguments in Boston Globe Media Partners, LLC v. [read post]
25 Apr 2019, 9:07 am
Solomon - Chief Executive Officer, Cowen, Inc.; New York, NYHank Torbert - President, AltaMax, LLC; New Orleans, LAGregory Yadley – Partner, Shumaker, Loop & Kendrick, LLP; Tampa, FLCommittee members will also include the SEC’s Advocate for Small Business Capital Formation, Martha Legg Miller, and three non-voting members appointed by each of the SEC’s Investor Advocate, the North American Securities Administrators Association, and the Small Business… [read post]
18 Mar 2019, 6:47 am
” Laidlaw’s owners formed a company called WPGAT which is listed as a managing director of PPLL Partners LLC. [read post]
27 Feb 2019, 6:30 am
Previously, he was a partner at Rudman-Winchell, LLC., directing the workers’ compensation practice group. [read post]
17 Jan 2019, 10:06 am
These concessions could cost Canada hundreds of millions a year – and must be given now to the EU and all our other WTO TRIPs treaty partners because of the most favoured nation and national treatment principles to which Canada is bound. [read post]
8 Jan 2019, 2:00 am
She serves as Treasurer of Career Partners International, LLC, a network of independently owned career management firms, which Keystone cofounded in 1987. [read post]
17 Dec 2018, 8:05 am
Outside funding: Less than $1M in outside funding DocStyle LLC Founded: 10/12/2018. [read post]
4 Oct 2018, 12:37 pm
Actinium Boston Therapeutics 5G Investment, LLC. [read post]
17 Sep 2018, 10:00 am
Reference: Money (Aug. 10, 2018) “This is The Single Best Way Divorced Women Can Secure a Successful Retirement” Get Help from a Wisconsin Probate and Estate Planning Attorney The estate planning lawyers of Krause Donovan Estate Law Partners, LLC practice law in the areas of Probate, Wills, Estate Planning, and Trusts. [read post]
14 Sep 2018, 6:12 am
Kay, Pay Governance LLC, on Wednesday, September 12, 2018 Tags: Accountable Capitalism Act, Boards of Directors, Corporate forms, Incorporations, Political spending, Repurchases, Securities regulation, Shareholder primacy, Shareholder value, Short-termism, Stakeholders, State law Citizens United as Bad Corporate Law Posted by Jonathan R. [read post]
