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2 Mar 2020, 11:23 am
On February 26, 2020, the CFPB held a symposium on Consumer Access to Financial Records and Section 1033 of the Dodd-Frank Act. [read post]
20 Feb 2020, 9:06 am
The CFPB announced that it will hold a symposium on consumer access to financial records and Section 1033 of the Dodd-Frank Act on February 26, 2020. [read post]
3 Feb 2020, 9:18 am
By Brad Rosen, J.D.At its recent open meeting, the CFTC approved a proposed rule on speculative position limits to conform with the Dodd-Frank amendments of the Commodity Exchange Act (CEA), as well as a proposed rule amending certain swap execution facility (SEF) and real-time reporting requirements. [read post]
13 Dec 2019, 6:00 am
Larcker and Brian Tayan (Stanford University), on Thursday, December 12, 2019 Tags: Compensation disclosure, Equity-based compensation, Executive Compensation, Incentives, Management, Pay for performance, Surveys Expected Effects of SEC Proposals on Public Companies & Proxy Advisors’ Dialogue Posted by Steve Seelig, Brian Myers and Gary Chase, Willis Towers Watson, on Thursday, December 12, 2019 Tags: Boards of… [read post]
24 Oct 2019, 9:05 pm
Under the Dodd-Frank Act, the President can only remove the director of the CFPB for good cause. [read post]
26 Sep 2019, 6:18 am
Posted by Sanjai Bhagat (University of Colorado) and Brian J. [read post]
12 Jul 2019, 8:14 am
For one, he characterized his tenure as one that pursued a “recalibration” instead of a “roll-back” of Dodd-Frank Act swaps and derivatives reforms. [read post]
12 Jul 2019, 6:17 am
Securities and Exchange Commission, on Tuesday, July 9, 2019 Tags: Delaware law, Securities regulation Regulating Libra Posted by Ross Buckley (University of New South Wales), Dirk Zetzsche (University of Luxembourg), and Douglas Arner (University of Hong Kong), on Wednesday, July 10, 2019 Tags: Banks, Blockchain, Cryptocurrency, Facebook, Financial institutions, Financial regulation, Financial technology, Money… [read post]
24 Jun 2019, 7:19 am
In so doing, the is SEC adding to the comprehensive interagency framework for swaps regulation as mandated by Title VII of the Dodd-Frank Act. Central objectives underlying the rules. [read post]
10 Jun 2019, 10:41 am
• Brian Edward Davis, 55, of New Braunfels, died May 7, 2019. [read post]
10 Jun 2019, 10:41 am
• Brian Edward Davis, 55, of New Braunfels, died May 7, 2019. [read post]
4 Jun 2019, 7:56 am
The post Brian Casey and Chamber of Digital Commerce Meet with FIO appeared first on Insurance & Reinsurance. [read post]
29 Apr 2019, 10:28 am
As of press time, Commissioner Brian Quintenz had not issued a statement addressing the proposed rule. [read post]
21 Mar 2019, 4:43 am
Specifically, the CEA, as amended by the Dodd-Frank Act, explicitly allows swaps to be executed on either a SEF or DCM. [read post]
8 Feb 2019, 6:04 am
Aruba Networks Posted by Brian Broughman (Indiana University), on Thursday, February 7, 2019 Tags: Appraisal rights, Delaware cases, Delaware law, Market efficiency, Merger litigation, Mergers & acquisitions [read post]
1 Feb 2019, 10:51 am
Brian Knight. [read post]
16 Aug 2018, 7:42 am
Commissioner Brian Quintenz supported keeping the threshold at $8 billion—or increasing it to $20 billion—but favored using a risk-based approach rather than a monetary amount. [read post]
15 Jun 2018, 6:12 am
Larcker (Stanford Graduate School of Business), Brian Tayan (Stanford Graduate School of Business), and James R. [read post]
6 Jun 2018, 7:55 am
Christopher Giancarlo, and as attended by Commissioners Brian Quintenz and Rostin Behnam, revealed fissures and discord among Commission members. [read post]
1 Jun 2018, 6:07 am
Posted by Jesse Fried (Harvard Law School) and Brian Broughman (Indiana University), on Wednesday, May 30, 2018 Tags: Boards of Directors, Dual-class stock, IPOs, Management, Mergers & acquisitions, Shareholder voting, Tech companies, Venture capital firms US Contentious Situations Update Posted by Cristiano Guerra, Institutional Shareholder Services, Inc., on Wednesday, May 30, 2018 Tags: Boards of… [read post]
