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SEC says electronic trading platform operated as an unregistered broker-dealer
30 Jun 2021, 6:30 am by John Jascob
Neovest, Inc. offers a "broker-neutral electronic trading solution," consisting of an order and execution management system ("OEMS") and other complementary products and functionalities, including access to real-time market data. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
It Takes a Village to Get Through a Divorce
9 Jun 2021, 1:29 pm by Jennifer Napper
The process is private, respectful and invites creative ideas and solutions. [read post]
Collaborative Divorce California Blog - https://collaborativedivorcecalifornia.com/category/blog/
Former Broker Cort Meinelschmidt Allegedly Involved in The Selling of Hard Rock Exploration Investments
28 May 2021, 1:44 am by Alan Rosca
Sentinel Capital Solutions, Inc. [read post]
Investor Lawyers News - https://investorlawyers.org/
Former Broker Cort Meinelschmidt Allegedly Involved in The Selling of Hard Rock Exploration Investments
28 May 2021, 1:44 am by Alan Rosca
Sentinel Capital Solutions, Inc. [read post]
Goldman, Scarlato & Penny P.C. Blog - https://investorlawyers.org
D&O Insurer Muted by “Uncertainty” in Contract Exclusion, and “Complicated” Endorsements, in Headphone Manufacturer’s Liability Claim
26 May 2021, 11:48 am by Geoffrey B. Fehling, Rachel E. Hudgins and Taylor M. Steffan
Susan Spath Hegedus, Inc., v. [read post]
Hunton Insurance Recovery Blog - https://www.huntoninsurancerecoveryblog.com/
Brokerage Firm's Third-Party Complaint Against Its Former CEO Remanded to FINRA Arbitration
23 Apr 2021, 3:54 am
 Wealth2k, Inc., Plaintiff, v. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
How Many Claims is Too Many For Your Adjuster?
24 Mar 2021, 6:30 am by Rebecca Shafer, J.D.
Author Rebecca Shafer, JD, President of Amaxx Risk Solutions, Inc. is a national expert in the field of workers compensation. [read post]
Work Comp Roundup - http://reduceyourworkerscomp.com/
Insurance Challenges and Options for American Expats
18 Mar 2021, 2:45 am by Bright!Tax Writers
  The solution: a global health insurance plan The solution to the mojoarity of health insurance challenges American expats face is to obtain a global health insurance policy. [read post]
Bright!Tax Blog - https://brighttax.com/blog/
Avoid Internship FLSA Minimum Wage & Overtime Traps
3 Mar 2021, 5:32 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. invites you to receive future updates by registering here and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]
HR & Benefits Update - http://slphrbenefitsupdate.com/
17 Ways to Win Your Claims in Workers Compensation Litigation
1 Feb 2021, 6:30 am by Rebecca Shafer, J.D.
Author Rebecca Shafer, JD, President of Amaxx Risk Solutions, Inc. is a national expert in the field of workers compensation. [read post]
Work Comp Roundup - http://reduceyourworkerscomp.com/
Know Why You MUST Retain Settlement Authority and How Much You Need
27 Jan 2021, 6:30 am by Rebecca Shafer, J.D.
Author Rebecca Shafer, JD, President of Amaxx Risk Solutions, Inc. is a national expert in the field of workers compensation. [read post]
Work Comp Roundup - http://reduceyourworkerscomp.com/
Why Every Employer Should Request Their Account Handling Instructions
26 Jan 2021, 6:30 am by Rebecca Shafer, J.D.
Author Rebecca Shafer, JD, President of Amaxx Risk Solutions, Inc. is a national expert in the field of workers compensation. [read post]
Work Comp Roundup - http://reduceyourworkerscomp.com/
Use Vocational Coordination When Employees Are Unable To Return to Work
18 Jan 2021, 6:30 am by Rebecca Shafer, J.D.
  Author Rebecca Shafer, JD, President of Amaxx Risk Solutions, Inc. is a national expert in the field of workers compensation. [read post]
Work Comp Roundup - http://reduceyourworkerscomp.com/
Top Ten Federal Financial Fraud Recoveries of 2020
14 Jan 2021, 12:09 pm by luiza
Sandoz Inc. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
Hospitality Investors Trust, Inc. (HIT REIT) 2021 Update
5 Jan 2021, 8:25 am by Renae Lloyd
Liquidity Problems for Hospitality Investors Trust Inc. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
FINRA Indefinitely Suspends Narinder Singh After Two Regulatory Actions
5 Jan 2021, 6:56 am by Silver Law Group
Narinder Singh (Narinder Kaur Singh CRD:# 3100308, aka “Narinder Dutt”) is a previously registered broker whose last known employer was Farmers Financial Solutions, LLC (CRD#:103863) of Sacramento, CA. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement December, 2020
4 Jan 2021, 9:21 am by Silver Law Group
  Narinder Singh   Farmers Financial Solutions, LLC   ProEquities, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Cole-Frieman & Mallon 2020 End of Year Update
22 Dec 2020, 9:43 am by CFM Admin
Please save the date on your calendar: January 21, 2021 @10:00am PTYou can also Register Here Topics will include: Trends and happenings in the industry impacting fintech companies, broker dealers, investment advisors and fund managersMajor issues from the SEC and courts in 2020The year of Bitcoin and DeFiFintech regulations and best practicesOther hot topics**** Sexual Harassment Training Required under California Law California state law now requires all employers with five or… [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
159 Trademark Registrations Issued to Indiana Companies in October
4 Nov 2020, 12:48 pm by Overhauser Law Offices, LLC
CHOCOLATE. 6186644 WE BY LIVING IN YELLOW 6183477 RENTABIT 6186538 FLYING MARBLES 6186496 HOBSEN 6183221 SOFT HEAT 6186476 NORTHWEST INDIANA CENTER FOR MATERNAL WELLNESS 6183110 MY CAR CONTRACT 6182968 BEE CLEAN LAUNDROMAT 6186327 AUTHORIZED STITCH BROKER 6182932 SHAKE IT SHAKE IT IT’S ALWAYS JUICY! [read post]
Indiana Intellectual Property Lawyer Blog - http://www.iniplaw.org/
How To Get Employees Back to Work When You Do Not Have Suitable Job
28 Oct 2020, 6:30 am by Rebecca Shafer, J.D.
  Author Rebecca Shafer, JD, President of Amaxx Risk Solutions, Inc. is a national expert in the field of workers compensation. [read post]
Work Comp Roundup - http://reduceyourworkerscomp.com/