Search for: "Bruce Bricks" Results 61 - 80 of 113
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29 Apr 2016, 8:32 am by Doug Cornelius
[More…] SEC’s Ceresney says more cybersecurity cases ‘coming down the pike’ by Bruce Carton in Compliance Week The SEC has begun to bring cybersecurity-related enforcement actions under Regulation S-P of the Securities Act of 1933, and Enforcement Director Andrew Ceresney stated this week that more such cases are now “coming down the pike. [read post]
7 Jun 2013, 5:43 am by Doug Cornelius
Warren Asks SEC for Any Research on Benefits of ‘No Admission’ Settlements by Bruce Carton in Compliance Week At the hearing, new SEC Chair Elisse Walter began to testify about how the SEC “look[s] at the distinction between what we could get if we go to trial, and what we could get if we don’t,” but she was shut down by Sen. [read post]
31 Jul 2015, 6:00 am by Doug Cornelius
AP Offers Up New Treasure Trove of SEC-Related Videos by Bruce Carton in Compliance Week The Associated Press and British Movietone announced on Wednesday of last week that they have made more than 550,000 video stories dating from 1895 to the present available on their YouTube channels. [read post]
1 Mar 2013, 8:00 am by Doug Cornelius
People Need to Stop Selling Earnings Info to Undercover FBI Agents by Bruce Carton in Compliance Week Unfortunately, the saying “those who don’t know history are destined to repeat it” has once again turned out to be quite accurate. [read post]
1 Mar 2013, 8:00 am
People Need to Stop Selling Earnings Info to Undercover FBI Agents by Bruce Carton in Compliance Week Unfortunately, the saying “those who don’t know history are destined to repeat it” has once again turned out to be quite accurate. [read post]
26 Aug 2019, 11:35 am by Jacob Schulz
Some protestors threw bricks at officers and others, brandishing sticks, charged toward police. [read post]
23 Nov 2009, 3:43 pm
We would also like to acknowledge the judges who have built this cathedral of justice brick by brick and have tried to make it accessible to the rest of us. [read post]
23 Nov 2009, 12:41 pm by Susanna Leers
We would also like to acknowledge the judges who have built this cathedral of justice brick by brick and have tried to make it accessible to the rest of us. [read post]
2 Jul 2015, 5:46 am by Doug Cornelius
by Bruce Carton in Compliance Week The DOJ sees your Pinterest account, SEC, and raises you an Instagram account! [read post]
14 Feb 2011, 6:56 am by Larry Ribstein
   But as Bruce Kobayashi have written in a recently posted (and now more recently revised) article, that dream is about to end. [read post]
5 Feb 2008, 1:16 pm
  Here are a few of the Chapter 11 cases filed in the last week - 08-10322-whd 11 Georgia Sod, LLC 08-20274-reb 11 Simpson Brick Sales, Inc. 08-20275-reb 11 … [read post]
27 May 2010, 2:59 am
Financially, the cost of a mobile slaughter unit is significantly lower than a "brick-and-mortar" facility, which would likely run into opposition from neighbors. [read post]
5 May 2008, 6:05 am
A loyal reader, partner in an AmLaw 25, writes, under the topic "Could we be developing a 'bubble' in law firm PPP:" Bruce:  I'd be interested in getting your thoughts on the above question. [read post]
7 Mar 2007, 1:10 pm
Lidle's abbreviated Yankee career ended when his Cirrus SR-20 aircraft crashed into a Manhattan high rise last year, killing Lidle and his flight instructor Tyler Stanger. [2] A dentist to the "rich and famous" (patients include Catherine Zeta-Jones, Bruce Springsteen, and Donald Trump) who was a resident of the high rise recently initiated a lawsuit against Lidle's estate. [3]The dentist, Dr. [read post]
9 Feb 2010, 12:00 am
It is a charming town, reminiscent of parts of London, with beautiful churches, fascinating old cemeteries and brick sidewalks. [read post]