Search for: "Bruce Dodd"
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6 Jul 2012, 6:35 am
"How investing in compliance programs can mitigate risk," Bruce Reinhart for Smart Business Magazine from McDonald Hopkins The Impact Of Twombly & Iqbal In Products Cases from Epstein Becker & Green Is Skype HIPAA-Compliant? [read post]
6 Jul 2012, 6:35 am
"How investing in compliance programs can mitigate risk," Bruce Reinhart for Smart Business Magazine from McDonald Hopkins The Impact Of Twombly & Iqbal In Products Cases from Epstein Becker & Green Is Skype HIPAA-Compliant? [read post]
18 May 2012, 5:00 am
” At the SEC, Investigations About Investigators Who Investigate Other Investigators by Bruce Carton in Compliance Week David Kotz, the former SEC Inspector General, departed the agency in January 2012 to rejoin the private sector, and it seemed as if this surge of “investigations of investigations” had ended. [read post]
27 Apr 2012, 5:28 am
By Bruce J. [read post]
26 Mar 2012, 6:52 am
Mapping Russian Twitter, by John Kelly, Vladimir Barash, Karina Alexanyan, Bruce Etling, Robert Faris, Urs Gasser, and John Palfrey. [read post]
15 Mar 2012, 4:02 am
" The Latest in GRC Software In this podcast, John Banas and Bruce Olcott of MyComplianceManager provide some insight into how software can make GRC compliance easier, including: - What are the biggest trends you're seeing in GRC over the past few years? [read post]
12 Mar 2012, 2:47 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act calls for rules by July to implement the Volcker rule restrictions, but that looks doubtful, Bernanke said in Feb. 29 testimony before the House Financial Services Committee. [read post]
24 Feb 2012, 7:10 am
Martens, Chief Litigation Counsel; Bruce Karpati, Co-Chief, Asset Management Unit; and Sean McKessy, Chief, Office of the Whistleblower. [read post]
23 Jan 2012, 4:37 am
pjblack.me/xdnc9Y#lwb486 "Wisconsin Recall Webcam is Video Hit" pjblack.me/yb3SRj "Bruce Braley’s Plain Regulations Act: Can the Iowa Democrat force the government to write in clear English? [read post]
5 Jan 2012, 9:06 am
Christian Bruce The Federal Reserve Board Dec. 20 asked for comment by March 31 on a tougher set of regulatory standards for financial firms critical to the well-being of the financial system, leaving some specific items, such as a special risk-based surcharge, to be addressed in follow-up proposals. [read post]
5 Jan 2012, 8:57 am
Architzel and Bruce B. [read post]
15 Dec 2011, 12:22 am
Which of these trends could affect a company's compliance obligations in a post-Dodd-Frank world? [read post]
22 Nov 2011, 11:00 pm
In the foreword to our LegalBizDev Survey of Alternative Fees (p. 2), Bruce MacEwen wrote that “this type of sea change in law firms’ fundamental revenue model is a once-in-a-career event. [read post]
15 Nov 2011, 5:00 am
The panel was able to report that the Division of Corporation Finance (CorpFin) have proposed or adopted everything under Dodd-Frank that had a deadline. [read post]
11 Nov 2011, 9:15 am
Feldman disagrees as Dodd-Frank precludes it. [read post]
4 Nov 2011, 5:00 am
Ryan in CFO Even as the SEC pleads for more resources from Congress to keep up with existing responsibilities and the mind-boggling array of new regulatory burdens dumped upon it by last year’s Dodd-Frank financial reform act, the agency reportedly intends to expand its enforcement reach. [read post]
19 Aug 2011, 4:56 am
David Albrecht and Bruce Carton). 1. [read post]
22 Jul 2011, 9:14 am
Dalton, Ph.D 07/18/2011 Michael Arndt Element Power 07/18/2011 Cathy Woollums Mid-American Energy Holding Company 07/18/2011 Susan Montgomery San Carlos Apache Tribe of Arizona 07/18/2011 Justin Allegro National Wildlife Federation 07/18/2011 Randall Labauve NextEra Energy 07/18/2011 Matthew Wunder New Mexico Department of Game and Fish 07/18/2011 Brian Kietzman North Dakota Chapter of Wildlife Society 07/18/2011 Pamela Dodds 07/18/2011 Susan Reilly Renewable Energy… [read post]
16 May 2011, 5:00 am
Given all of the rule-making from Dodd-Frank, it’s hard to imagine that the SEC will find the bandwidth to revisit the rule in the near future. [read post]
13 May 2011, 5:00 am
The SEC Remains Behind the Times on Social Media by Bruce Carton in Securities Docket The Securities and Exchange Commission continues to dip its toe into the social media waters, but it’s doing so in such a cautious, disjointed way that it undermines the usefulness of powerful online communication tools. [read post]
