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21 Dec 2010, 7:36 am
C. [read post]
16 Sep 2019, 6:51 pm
Dodd-Frank created a new legal definition for a “private fund” as pooled investment vehicles that are excluded from the definition of “investment company” under the Investment Company Act of 1940 by section 3(c)(1) or 3(c)(7) of that Act. [read post]
30 Jan 2015, 1:36 pm
The nominated group, entitled “Key Works of Modern Architecture by Frank Lloyd Wright,” consists of Unity Temple in Oak Park, Illinois; Frederick C. [read post]
5 Jan 2011, 7:16 am
C. [read post]
16 Jul 2013, 5:05 pm
The SEC originally proposed rule amendments to implement Section 926 of the Dodd-Frank Act on May 25, 2011. [read post]
27 Sep 2013, 1:29 pm
The Bureau is authorized to issue Temporary C&Ds under Section 1053(c) of the Dodd-Frank legislation. [read post]
2 Sep 2008, 11:18 am
Frank Lenk highlights the dangers of C-61 to the consumer electronics industry in a piece for MarketNews. [read post]
20 Oct 2015, 2:34 pm
” Further, “[c]onstruction of this terminal will also be extremely damaging to our coastal environment, disturbing fish habitats and damaging marine life. [read post]
15 Sep 2016, 8:30 am
Subtitle C, entitled “Policy Enhancements,” contains provisions directed at the CFPB’s regulatory authority. [read post]
5 Oct 2007, 1:51 am
Southern District of New York Magistrate Judge James C. [read post]
12 Oct 2008, 3:59 am
") (emphasis added) (citing Franks, 438 U.S. at 171). [read post]
30 Nov 2011, 8:59 pm
Excerpt: Frank rose to prominence during the early years of C-SPAN coverage of House floor action, perfecting the art of drawing sharp contrasts in public debate while negotiating compromises behind closed doors. [read post]
21 Jul 2011, 8:11 am
A Public Citizen report released today analyzes the efforts of 24 financial-services companies and trade groups to opt themselves out of Dodd-Frank's limits on incentive-based compensation. [read post]
5 Oct 2007, 7:00 am
Southern District of New York Magistrate Judge James C. [...] [read post]
10 Mar 2011, 9:34 pm
Franks, Associate Professor, School of... [read post]
22 Jan 2017, 8:49 am
The CHOICE Act would exempt “qualifying banking organizations” (“QBO”s) from Basel III standards, such as the Liquidity Coverage Ratio (“LCR”), the Net Stable Funding Ratio (“NSFR”), and Globally-Systemic Important Banks (“G-SIB”) requirements, as it expressly exempts QBOs from all the Dodd-Frank Section 165 “enhanced standards” other than subsection (c) public disclosure and subsection (k) inclusion of… [read post]
25 Aug 2017, 11:52 am
"[C]lass member and professional objector" Theodore Frank obtains the reversal of Subway Footlong sandwich class action settlement, which provided no benefits to class members but more than half a million in fees for class counsel: Circuit Judge Diane S. [read post]
13 Jun 2011, 11:23 am
Section 723(c)(1) applies only to CEA Sec. 2(h), noted Chairman Lucas, but Section 723(a)(2) preserves the CFTC’s authority in Section 4(c) of the CEA allowing the CFTC to exempt swap transactions from Dodd-Frank compliance. [read post]
22 Nov 2010, 7:24 am
C. [read post]
14 Feb 2007, 10:41 am
" If the informant is lying and the police do not know it, that is not a Franks violation. [read post]
