Search for: "CHASE INVESTMENT SERVICES CORP."
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31 Jul 2019, 7:02 am
Industry Developments SPOTLIGHT: Eye on Acquiring: An End to the BAMS Joint Venture; Global Payments Updates TSYS MergerDigital Transactions News – July 30, 2019 The end of Bank of America Merchant Services, a merchant-acquiring joint venture between Bank of America Corp. and First Data Corp., is at hand. [read post]
28 Jul 2019, 12:20 pm
Richard Todd Tuloch has only one disclosure on his FINRA BrokerCheck Report, and was registered with two firms during his nine years in the securities industry, including the following: Wayne Hummer Investments LLC, Itasca, IL— January 16, 2009 to October 27, 2017 Chase Investment Services Corp., Glenview, IL— August 4, 2006 to March 29, 2007Richard Todd Tuloch currently does not have any state licenses, FINRA reports, and is not… [read post]
28 Jul 2019, 12:20 pm
Richard Todd Tuloch has only one disclosure on his FINRA BrokerCheck Report, and was registered with two firms during his nine years in the securities industry, including the following: Wayne Hummer Investments LLC, Itasca, IL— January 16, 2009 to October 27, 2017 Chase Investment Services Corp., Glenview, IL— August 4, 2006 to March 29, 2007Richard Todd Tuloch currently does not have any state licenses, FINRA reports, and is not… [read post]
16 Jul 2019, 8:49 am
His previous employers include Chase Investment Services Corp. [read post]
3 Jul 2019, 4:06 am
(TSYS), announced last month, as the latest megadeal in a series initiated in January when Fiserv Inc. said it would acquire First Data Corp. [read post]
1 Jul 2019, 12:46 pm
Merrill Lynch, Pierce, Fenner & Smith Inc Heilman, Peter Edward Jones High, Robert First Financial Equity Corp Chase Investment Services Corp Irizarry, Melissa LPL Financial LLC Invest Financial Corp LaBare, Richard Union Capital Company Morgan Stanley & Co Inc Mariampolski, Arnold AXA Advisors Ohel, Ziv CFD… [read post]
19 Jun 2019, 7:37 am
But a recent decision by a federal appellate court that ruled against First Data Corp., the nation’s largest payment processor, sends a message that such assumptions aren’t always valid. [read post]
17 May 2019, 7:19 am
Morgan Securities LLC (CRD#:79) of Peekskill, NY, and Chase Investment Services Corp. [read post]
16 May 2019, 1:55 pm
Morgan Securities LLC (CRD#:79) of Franklin, NJ, and Chase Investment Services Corp. [read post]
16 May 2019, 10:53 am
His previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691), also of Tucson, Chase Investment Services Corp. [read post]
30 Jan 2019, 1:06 pm
Pro-Integrity Securities Evans, Makisha Feitelnerg, Brendan United Planners Financial Services LPL Financial LLC Jimenez, Mario Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Justafort, Frantz JP Morgan Securities LLC Chase Investment Services Maddox, Nicholas TCFG Wealth Management LLC US Bancorp Investments Gustavo Madrigal-Flores… [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip… [read post]
22 Jan 2019, 11:31 am
Chase Browndorf: 2L originally from Yardley, Pennsylvania. [read post]
18 Dec 2018, 11:03 am
Frantz Justafort JP Morgan Securities LLC Chase Investment Services Corp. [read post]
28 Nov 2018, 10:19 am
Morgan Securities LLC in Houston, TX from October 1, 2012 until May 27, 2015, and with Chase Investment Services Corp. in Houston, TX from June 25, 2002 until October 1, 2012, FINRA notes. [read post]
8 Nov 2018, 6:52 am
Mark Kolta was also registered with the following firms, FINRA notes: • Aegis Capital Corp. from June 8, 2017 until February 20, 2018, New York, NY • National Securities Corporation from September 12, 2013 until June 2, 2017, New York, NY • Cetera Advisors LLC from November 25, 2011 until September 27, 2013, New York, NY • Chase Investment Services Corp. from April 30, 2008 until December 16, 2011, New York, NY Finally, it is important… [read post]
2 Oct 2018, 5:48 am
Alan Garett Fidelity Brokerage Services LLC Ramon Herrera Wells Fargo Clearing Services, LLC Mandee Khu JP Morgan Securities LLC Chase Investment Services Corp John Maccoll UBS Financial Services Inc Morgan Stanley DW Inc. [read post]
28 Aug 2018, 11:20 am
M & T Securities, Inc Vincent Canzoneri Sigma Financial Corporation Ameriprise Financial Services, Inc Barry Connell Morgan Stanley UBS Financial Services Inc Charles Cox Wells Fargo Advisors, LLC Chase investment Services Corp Shane Dawkins Westpark Capital Joseph Stone Capital LLC Mark Flanagan Citigroup Global Markets Inc Wells… [read post]
28 Aug 2018, 11:12 am
According to FINRA Disciplinary actions for August 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Gregory Connell Ashley Evans Valbona Keja-Dasilva Suntrust Investment Services, Inc CCO Investment Services… [read post]
21 Aug 2018, 5:17 am
Morgan Securities LLC Chase Investment Services Corp Joshua David Ellis LPL Financial LLC BCG Securities, Inc James Benjamin Farris Merrill Lynch, Pierce, Fenner & Smith Inc UBS Financial Services Inc Samuel LaWayne Haddix Ameriprise Financial Services, Inc IDS Life Insurance Company Mark Anthony Hernandez UBS Financial Services Inc … [read post]
