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28 Jun 2016, 11:43 am
She joins Anthony Kelly as co-chief of the unit and succeeds Marshall Sprung, who left the agency in April.Ms. [read post]
21 Aug 2017, 12:39 pm
In In re Stifel, Nicolaus & Co., Inc., Investment Advisors Act Release No. 4665 (admin proc Mar. 13, 2017), the Securities and Exchange Commission (“SEC”) filed an order instituting cease-and-desist proceedings against Stifel, Nicolaus & Co., Inc. [read post]
10 Aug 2017, 5:00 am
The article is based on a book co-authored by Beverly Kaye and Sharon Jordan-Evans. [read post]
5 Aug 2014, 7:22 am
TO APPLY: Please send a cover letter, resume, and three (3) references to ALS Co-Executive Director Cody Nelson, at: Anishinabe Legal Services, PO Box 157, Cass Lake, MN 56633 or email application materials to cnelson@alslegal.org. [read post]
30 Mar 2007, 1:25 am
James Wynne is sick of COs inferior pay and has decided to do something about it. [read post]
21 Mar 2022, 5:46 am
Together with my colleague Barbara, I co-teach Congress.gov webinars for the public. [read post]
2 May 2019, 2:06 pm
Aderton joined the SEC in 2008 as a staff attorney in the Division of Enforcement. [read post]
1 Jun 2018, 3:06 pm
Shepherd, Smith, Edwards & Kantas LLP has a team of attorneys, consultants and staff with more than 100 years of combined experience in the securities industry and in securities law. [read post]
28 Sep 2010, 2:53 pm
Shaw & Co. laid off 150 employees on Tuesday, or about 10 percent of its work force, Institutional Investor reports. [read post]
4 Aug 2015, 5:52 am
The SEC staff directed GSK to identify which tax jurisdictions impacted its financials, and to describe how a patent box regime works. [read post]
2 Nov 2011, 6:34 pm
[This editorial is co-written by the Cardozo Jurist and the BLS Advocate, Brooklyn Law School's student-run news site. [read post]
9 Feb 2011, 8:37 am
Image by QuesterMark via FlickrMore bad news for Sacramento-based McClatchy Co. [read post]
6 Aug 2013, 10:23 am
(Photo credit: Wikipedia)Gannett Co. [read post]
4 Oct 2018, 10:15 am
Enforcement staff also considers remedial steps taken by and self-reporting efforts of defendants and respondents, as well as the extent of cooperation with the Commission. [read post]
9 Aug 2019, 8:12 am
Our attorneys and staff frequently publish in the BTLG Newsletter. [read post]
7 Mar 2009, 9:46 pm
The staff and board of directors of the Sexual Assault Resource Center (formerly Sexual Assault Survivors Inc., or SASI) are concerned that the new ordinance is emotionally appealing but contradicts what is known about managing sex offenders. [read post]
14 Aug 2007, 3:43 am
Business Staff, The Advocate 08/13/2007 Read Article: The Advocate [read post]
5 Dec 2006, 1:12 pm
According to the Inside Higher Education story on the ABA and the Department of Education co-blogger Todd links below, while the DOE staff recommended that the ABA be subject to stringent... [read post]
27 Dec 2013, 6:58 am
Crafting the Perfect Message to Co-Workers Here are some tips for effectively emailing your co-workers about internal office affairs. [read post]
8 Mar 2012, 7:00 am
The Co-Chief of the SEC’s Asset Management Enforcement Unit, recently, informed the public that the Staff will be paying particular attention to private equity firms. [read post]
