Search for: "Capital Funding LLC "
Results 61 - 80
of 3,347
Sort by Relevance
|
Sort by Date
12 Dec 2023, 11:20 pm
District Court for the Eastern District of New York has agreed to the SEC’s request to convert the ongoing monitorship over GPB Capital Holdings LLC and numerous affiliated entities into a receivership. [read post]
11 Dec 2023, 9:05 pm
Magnetar Global Event Driven Master Fund, Ltd., et al., and Verition Partners Master Fund, Ltd., et al. v. [read post]
11 Dec 2023, 5:39 pm
Other types of business entities such as limited liability companies (LLCs) and partnerships do not issue stock. [read post]
11 Dec 2023, 1:18 pm
That means a Virginia corporation, LLC, or LP is a Reporting Company under the CTA, but a Virginia general partnership is not. [read post]
11 Dec 2023, 4:54 am
Injunctions also require alacrity: courts generally only enjoin things threatened to happen in the imminent future – “an injunction may not issue to prohibit a fait accompli” (Kazantzis v Cascade Funding RM1 Acquisitions Grantor Tr., 217 AD3d 410 [1st Dept 2023]). [read post]
4 Dec 2023, 4:58 am
It also stated that there would need to be a management agreement whereby GF would charge ENGenuity a monthly fee for services, and that GF would lend ENGenuity $100,000 for “initial working capital” to be repaid over five years. [read post]
1 Dec 2023, 8:06 am
Scott Matalon (Scott Jay Matalon CRD# 4637378) is a former registered broker and investment advisor whose last known employer was RBC Capital Markets, LLC (CRD# 31194) of Jericho, NY. [read post]
1 Dec 2023, 1:16 am
ArciTerra Note Fund I LLC ArciTerra Note Fund II LLC ArciTerra Note Fund III LLC ArciTerra Opportunity Fund I LLC Arciterra Strategic Income Corp ArciTerra Strategic Retail II, LLC ArciTerra Strategic Retail REIT, Inc. [read post]
30 Nov 2023, 9:55 am
Mutual fund transactions incur short-term or long-term capital gains tax. [read post]
30 Nov 2023, 6:41 am
Case Citation: Source Capital Funding Inc. v. [read post]
29 Nov 2023, 8:59 am
Curtis reportedly refused to appear for on-the-record testimony in connection with FINRA’s investigation into his potential conversion of funds. [read post]
29 Nov 2023, 7:29 am
Silvestri did in fact borrow funds from a client without the Firm’s knowledge, consent or approval. [read post]
28 Nov 2023, 6:51 am
In December 2019, investment research company Muddy Waters Capital LLC published a number of allegations querying the accuracy of NMC’s financial reporting. [read post]
21 Nov 2023, 2:26 pm
Instead, they saw their investment funds frozen. [read post]
20 Nov 2023, 9:01 pm
” 18 Specifically, the relevant act could have been (a) the receipt of funds by PIFSS, (b) its redemption request and receipt of funds, or (3) the entire relationship,including subscription and investment. [read post]
16 Nov 2023, 9:04 am
In the process the SEC seeks to freeze assets to prevent losses of funds that are later returned to investors. [read post]
15 Nov 2023, 1:28 pm
Is the tribe entitled to only enough to cover the IHS-funded activities? [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
15 Nov 2023, 5:55 am
Matrix Capital Markets Group, Inc., an independent investment bank with offices in Baltimore, announced the sale of Day Motor Sports LLC to CEO Dan Hamilton and Chief Financial Officer Stacy Hamilton. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
