Search for: "Capital Management Services, Inc."
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24 Feb 2016, 11:27 am
In 2013, Western Property Holdings LLC sued Aequitas Capital Management Inc. [read post]
8 Sep 2017, 3:18 am
—a venture capital arm of online retailer Overstock.com Inc. that invests in blockchain companies—plans to become one of the early adopters. [read post]
18 Sep 2018, 3:37 am
Franco granted summary judgement to the venture capital firm and its independent director in an action seeking to confirm their action to remove Harley Franco as president and CEO of Harley Marine Services, Inc. through a written consent executed by the limited liability company of which the HMS was a subsidiary. [read post]
21 Mar 2016, 8:54 am
According to public disclosures, brokerage firms that sell Bradford oil and gas interests include Centarus Financial Inc., Commonwealth Financial Network, Sigma Financial Corporation, Sammons Securities, Madison Avenue Securities, Inc, M Financial Holdings Securities, Inc., Lincoln Investment Planning, Berthel Fsher & Company Financial Services Inc., Kalos Capital, Inc., G.F. [read post]
31 Jan 2007, 8:46 pm
About Stratify, Inc. [read post]
28 Jun 2018, 11:49 am
On June 1, 2018, the Securities and Exchange Commission settled charges with 13 registered investment advisers to private funds: Bachrach Asset Management Inc., Bilgari Capital LLC, Brahma Management Ltd., Bristol Group Inc., CAI Managers & Co. [read post]
23 Nov 2010, 5:00 am
Lumpkins currently serves as a director of Ecolab, Inc., a cleaning and sanitation products and services provider; a Senior Advisor to Varde Partners, Inc., an asset management company specializing in alternative investments; and a member of the Advisory Board of Metalmark Capital, a private equity investment firm. [read post]
15 Aug 2016, 11:39 am
Recent orders applicable to Fred Hanna, Encore Capital Group, Inc., Midland Funding, LLC, Midland Credit Management, Inc., Asset Acceptance Capital Corp., PRA, LLC, Porfolio Recovery Associates, Chase Bankcard Services, Santander Bank, N.A., Solomon & Solomon P.C., Westlake and Wilshire etc. can be found here on the CFPB site. [read post]
29 Nov 2011, 7:25 am
It is our understanding that these claims may have been acquired from, or are somehow related to, Deutsche Medical Services, Inc. [read post]
29 Nov 2011, 9:42 am
He was previously associated with VSR Financial Services, Inc. [read post]
6 Mar 2012, 8:33 am
Brown, formerly associated with registered broker-dealer Prime Capital Services, Inc., violated various provisions of the Securities Act of 1933 and 1934 by selling variable annuities to elderly customers while failing to disclose material information, including a prohibition on Brown’s insurance license against making such sales. [read post]
6 Mar 2012, 8:33 am
Brown, formerly associated with registered broker-dealer Prime Capital Services, Inc., violated various provisions of the Securities Act of 1933 and 1934 by selling variable annuities to elderly customers while failing to disclose material information, including a prohibition on Brown’s insurance license against making such sales. [read post]
20 Aug 2018, 3:47 pm
Up to 60 brokerage firms have sold the GPB funds, including Advisor Group broker-dealers Sagepoint Financial Inc., FSC Securities Corp., Royal Alliance Associates, Inc., and Woodbury Financial Services Inc. [read post]
11 Jan 2007, 3:25 pm
" Founded in 2000, Greenhill Capital Partners ("GCP") currently manages two private equity funds with an aggregate of $1.3 billion in committed capital, focusing primarily on the financial services, energy, and telecommunications industries. [read post]
28 Jun 2018, 11:49 am
The settling companies were: Bachrach Asset Management Inc., Bilgari Capital LLC, Brahma Management Ltd., Bristol Group Inc., CAI Managers & Co. [read post]
17 Nov 2022, 4:51 am
Hundreds of firms have chosen Keno Kozie to provide IT consulting, systems integration, advanced application integration, 24/7 help desk support, training, managed services and security and risk management services. [read post]
17 May 2023, 11:30 am
MML Investors Services Inc. [read post]
15 Jul 2014, 6:30 am
Dean Mustaphalli, a former Sterne Agee Financial Services Inc. broker, could be expelled for allegedly running a $6 million hedge fund without informing his brokerage firm. [read post]
2 May 2024, 12:35 pm
He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
7 Jul 2015, 8:59 am
(c)Waste Information & Management Services, Inc. [read post]
