Search for: "Capital Quest Securities"
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18 Nov 2019, 12:55 pm
The subcommittee will hear testimony from Julie Gerberding, the co-chair of the commission on strengthening America’s health security at CSIS; Thomas Inglesby, director of the Center for Health Security at the Johns Hopkins Bloomberg School of Public Health; and Tara O'Toole, the executive vice president of In-Q-Tel, a non-profit venture capital firm. [read post]
9 Oct 2019, 1:20 pm
: A View from the Trenches of Law, the State and SocietyBOKHARY Kemal– Light Emanating from the ShadeCASSEL Par– Sovereignty in China: The Careers of a Concept, from the late Qing through the PRCCHEN Yu-Jie– China’s and International Human Rights: Law, Politics and Global GovernanceCHENG Jie– Modernity, Identity and 40 Years’ Quest for Constitutionalism in ChinaCLARKE Donald– China’s Legal Non-Construction ProjectCOHEN Jerome– Was… [read post]
18 Sep 2019, 2:00 pm
I paused my quest for better visual intelligence during law school. [read post]
9 Sep 2019, 1:17 pm
The 2020 Research Forum addresses the topic: “Solidarity: The Quest for Founding Utopias of International Law” Solidarity is a founding utopia of international law. [read post]
6 Aug 2019, 3:09 pm
At least six covered entities have come forward to report their patient data was compromised by the AMCA hack, including 7.7 million LabCorp patients, 12 million Quest Diagnostics patients and 422,000 BioReference patients. [read post]
10 Jul 2019, 2:03 am
Young: The quest to find top talent has reached all-time highs. [read post]
9 Jul 2019, 11:21 am
Harris fought tooth and nail to uphold wrongful convictions that had been secured through official misconduct that included evidence tampering, false testimony and the suppression of crucial information by prosecutors. [read post]
29 Jun 2019, 11:37 am
Frank Dietrich Quest Capital broker Woodbridge Mortgage Fund investigation The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Frank Dietrich a registered representative formerly affiliated with Quest Capital Strategies in Springfield, Virginia. [read post]
7 Jun 2019, 6:09 am
Securities & Exchange Commission, on Wednesday, June 5, 2019 Tags: Broker-dealers, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, SEC, SEC rulemaking, Securities regulation The Past and Present of Mutual Fund Fee Regulation Posted by Quinn Curtis (University of Virginia), on Thursday, June 6, 2019 Tags: Asset management, Fiduciary duties, Fund litigation, Fund… [read post]
23 May 2019, 7:43 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Cody, Jill Concorde Investment Services, LLC Westminster Financial Securities, Inc Cody, Richard IFS… [read post]
22 May 2019, 9:02 am
FINRA even awarded $276K to one investor in an arbitration claim against Quest Capital Strategies for its allegedly inadequate supervision of broker Frank Dietrich, who sold the unregistered securities to the customer. [read post]
19 May 2019, 7:00 am
While Ankara fashions itself a benevolent power driven by an “enterprising and humanitarian” foreign policy, Gulf rivals say President Recep Tayyip Erdogan’s moves in the Horn reflect a dangerous quest for a “neo-Ottoman” revival. [read post]
3 May 2019, 6:38 am
Kahan, Morrison & Foerster LLP, on Saturday, April 27, 2019 Tags: Cryptocurrency, Financial technology, Howey test, ICOs, SEC, Securities enforcement, Securities regulation Engaging With Your Investors Posted by David Shammai and Kiran Vasantham, Morrow Sodali, on Sunday, April 28, 2019 Tags: Boards of Directors, Engagement, ESG, Institutional Investors, Long-Term value, Stewardship Economic… [read post]
17 Apr 2019, 4:49 pm
Cuba’s behavior in the Western Hemisphere undermines the security and stability of countries throughout the region, which directly threatens United States national security interests. [read post]
17 Apr 2019, 5:38 am
Finra awarded one investor $276K against Quest Capital Strategies for failing to properly supervise Dietrich. [read post]
2 Apr 2019, 1:57 pm
(Pix Credit: Italy signs massive deal with China despite cautions from France and Germany)Recently there was much coverage of the visit to Italy of Xi Jinping and the execution of a Memorandum of Understanding between the two countries that appeared to some to signal a new relationship between Italy and China (English language coverage here, here, here, here, and here). [read post]
13 Feb 2019, 9:00 am
Click below to listen to the full episode… Make It Last – Ep 92 – 5 Ways to Make Your Transition into Retirement Much Smoother Click below to read the full transcript… Announcer: Welcome to “Make It Last,” helping you keep your legal ducks in a row and your nest egg secure with your host, Victor Medina, an estate planning and elder law attorney and certified financial planner. [read post]
8 Feb 2019, 1:58 pm
Brokers such as Dietrich have an obligation to tell their broker-dealers that they are selling private securities or participating in a private securities transaction, yet Dietrich allegedly did not tell Quest Capital Strategies Inc. that he was allegedly selling the Woodbridge notes, according to the AWC. . [read post]
7 Feb 2019, 9:17 am
Long before the elections of 2016, the American Republic had been moving toward more formal and open hostilities in the cultural civil war, one with social, economic, cultural and political consequences, that was one of the great consequences of the immediate post 1945 period. [read post]
6 Feb 2019, 7:30 am
For this reason, my Administration recognized the true capital of Israel -- and proudly opened the American Embassy in Jerusalem. [read post]
