Search for: "Caroline Crenshaw"
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14 Oct 2021, 3:00 am
” The blog points out that Grewal’s comments echo those of Commissioner Caroline Crenshaw, who earlier this year called for the SEC to change its approach to monetary penalties in enforcement proceedings. [read post]
8 Oct 2021, 1:10 pm
Crenshaw at "SEC Speaks")Going Dark: The Growth of Private Markets and the Impact on Investors and the Economy (Remarks by SEC Commissioner Allison Herren Lee at "SEC Speaks")... [read post]
30 Sep 2021, 8:01 am
Commissioners Allison Herren Lee and Caroline Crenshaw also voiced their support for the proposed amendments. [read post]
10 Sep 2021, 6:17 am
Crenshaw, U.S. [read post]
7 Sep 2021, 3:15 am
In a statement published on Friday, SEC Commissioner Caroline Crenshaw says that the Kraft Heinz settlement shows why “corporate benefits” shouldn’t be part of SEC Enforcement’s penalty equation. [read post]
4 Sep 2021, 7:11 am
Securities and Exchange Commission, on Saturday, September 4, 2021 Editor's Note: Caroline Crenshaw is a Commissioner at the U.S. [read post]
27 Aug 2021, 11:38 am
Crenshaw... [read post]
24 Aug 2021, 6:12 am
Gensler observed that concerns have been raised, including by whistleblowers as well as by Commissioners Allison Herren Lee and Caroline Crenshaw, that those amendments “could discourage whistleblowers from coming forward. [read post]
13 Aug 2021, 5:51 am
Securities and Exchange Commission, on Saturday, August 7, 2021 Tags: Boards of Directors, Disclosure, Diversity, ESG, Listing standards, NASDAQ, SEC, SEC rulemaking, Securities regulation Statement by Commissioners Lee and Crenshaw on Nasdaq’s Diversity Proposals Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
10 Aug 2021, 9:12 am
The Commission voted 3-2 to approve the Nasdaq rule.SEC Chair Gary Gensler stated that the rules are consistent with the requirements of the Exchange Act, and reflect calls from investors for greater transparency about the people who lead public companies.Commissioners Alison Herren Lee and Caroline Crenshaw supported the rule, calling it "a positive first step for investors" while cautioning there is more work to be done in improving both diversity and transparency at… [read post]
8 Aug 2021, 10:58 am
” The two other Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw also issued a statement in support of the approval of the guidelines. [read post]
7 Aug 2021, 4:45 am
Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
27 Jul 2021, 3:15 am
Shifting Approach to Corporate Penalties – In March, SEC Commissioner Caroline Crenshaw criticized the SEC’s 2006 guidance on its approach to penalties. [read post]
13 Jul 2021, 9:05 am
Commissioner Caroline Crenshaw also stated her appreciation for the AMAC’s proposed enhancements to the SEC’s disclosure regime that could promote greater diversity and inclusion in the industry.Commissioner Hester Peirce voiced concerns about the recommendations, however, which she sees as potentially creating government-mandated diversity classifications for the asset management industry. [read post]
8 Jun 2021, 7:10 am
Commissioners Caroline Crenshaw and Allison Herren Lee have also expressed support for shoring up the rules on insider trading plans.Limits on cancelation. [read post]
28 May 2021, 10:40 am
The senators cited Lee’s and Commissioner Caroline Crenshaw’s dissent from that rulemaking in which they addressed the inherent conflicts of interest that pervade the current issuer-pays model for the auditing profession while expressing concern that audit independence standards would become less effective and less transparent.Emerging audit concerns. [read post]
26 May 2021, 8:42 am
"However, Commissioners Allison Herren Lee and Caroline Crenshaw jointly expressed concerns about how the NYSE proposal would evolve the IPO process away from traditional, firm-commitment underwritten IPOs. [read post]
25 May 2021, 3:03 am
Commissioner Caroline Crenshaw reportedly views a “cooling-off” period as a solution. [read post]
21 May 2021, 5:54 am
.), on Tuesday, May 18, 2021 Tags: Compensation disclosure, Compensation ratios, Decision making, Diversity, Equity-based compensation, ESG, Executive Compensation, Human capital, Labor markets, Management, Stakeholders Keynote Address by Commissioner Crenshaw on Minding the Data Gaps Posted by Caroline Crenshaw, U.S. [read post]
19 May 2021, 5:51 am
Posted by Caroline A. [read post]
