Search for: "Centaurus"
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11 Mar 2021, 4:02 am
Centaurus Financial Inc. is a Financial Industry Regulatory Authority (FINRA) member firm, and Atul Makharia is a member of the firm as at the time of this investigation. [read post]
10 Mar 2021, 1:32 pm
The employing firms are identified as JP Turner and Centaurus Financial, and the alleged damages amount to $500,000. [read post]
10 Mar 2021, 1:32 pm
The employing firms are identified as JP Turner and Centaurus Financial, and the alleged damages amount to $500,000. [read post]
5 Feb 2021, 3:56 am
Centaurus Financial is a Financial Industry Regulatory Authority (FINRA) member firm. [read post]
5 Feb 2021, 3:56 am
Centaurus Financial is a Financial Industry Regulatory Authority (FINRA) member firm. [read post]
22 Jan 2021, 1:00 pm
Publicly-available forms filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
2 Oct 2020, 4:32 pm
According to his FINRA BrokerCheck report, Kassaei was registered with Centaurus Financial in Irvine, CA from 2015 till 2019. [read post]
22 Sep 2020, 2:32 am
For a short period between August 2015 to October 2015, he was registered with Summit Brokerage Services, Inc. until he migrated to Centaurus Financial Inc., where he was a broker until March 2019 according to his Brokercheck page. [read post]
22 Sep 2020, 2:32 am
For a short period between August 2015 to October 2015, he was registered with Summit Brokerage Services, Inc. until he migrated to Centaurus Financial Inc., where he was a broker until March 2019 according to his Brokercheck page. [read post]
12 Jun 2020, 6:47 am
Continue Reading › The post Centaurus Financial & JP Turner Broker Ricky Mantei Targeted South Carolina & Tennessee Retirees in Structured Products Scam appeared first on Investor Lawyers Blog. [read post]
1 Jun 2020, 9:57 am
Did you lose money with Bryon Martinsen or Centaurus? [read post]
13 May 2020, 8:24 am
Publicly-available Form D and Form D amendments filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
11 Mar 2020, 8:47 am
& Centaurus Financial. [read post]
11 Feb 2020, 7:30 am
Advisor Marco Azizi (Azizi), currently employed by Centaurus Financial, Inc. [read post]
7 Jan 2020, 2:17 pm
& Centaurus Financial. [read post]
7 Jan 2020, 8:48 am
Turner and Centaurus. [read post]
7 Jan 2020, 8:13 am
Did You Lose Money Investing With Katherine Greer Nishnic Of Centaurus Financial? [read post]
24 Dec 2019, 9:21 am
(Centaurus), has been subject to at least eight customer complaints during her career. [read post]
23 Dec 2019, 7:11 am
She has been in the industry for 25 years and a Centaurus broker for four years. [read post]
13 Dec 2019, 6:39 am
The SEC Form D indicates that sales compensation was paid to the following recipients: Arkadios Capital, Capital Investment Group, Centaurus Financial, Center Street Securities, Concorde Investment Services, DFPG Investments, G. [read post]
