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26 Jul 2012, 7:09 am
So, then the market crashed and we had the Great Depression and people starved to death and it was like in that movie, “The Grapes of Wrath,” starring Henry Don’t-Call-Me-Hank Fonda. [read post]
23 Jul 2012, 12:14 am
” The participating banks were reporting similar borrowing rates even when the default insurance market was suggesting widely diverging market perceptions about the various banks’ financial health. [read post]
9 Jul 2012, 4:21 pm
Given (1) the multitude of different insurance products now offered in the global market that purportedly extend coverage to cyber risks, and (2) the business communities’ lack of familiarity with this emerging insurance, policyholders’ reliance on the insurance brokerage community is heightened. [read post]
2 Apr 2012, 6:15 am
Okay, follow me… Weyerheuser Lumber Company had a finance company they called Weyerheuser Mortgage Company, or WMC… and they sold it in 1997 or 1998 for $192 million to a company called Apollo Global Management, which was founded by Leon Black in 1990, and today manages an estimated $100 billion in assets. [read post]
15 Mar 2012, 10:54 am
Citigroup Global Markets, Inc, CA-2, No. 11-5227, March 15, 2012)The panel had no reason to doubt the SEC’s representation that the settlement it reached is in the public interest. [read post]
15 Mar 2012, 8:20 am
The Street prevented the Glass-Steagall Act from being resurrected, and successfully fought against limits on the size of the largest banks. [read post]
23 Feb 2012, 10:53 am
As part of the global settlement, Loretta E. [read post]
1 Feb 2012, 9:00 am
Citigroup Global Markets has been ordered to pay $500,000 to a former branch manager who alleged the company fired him because of his age. [read post]
18 Jan 2012, 12:31 am
In Citigroup, the Court held that the excess policies unambiguously required that the primary carrier pay its full policy limit as a condition precedent to the excess carriers filling the gap by dropping down and providing coverage. [read post]
13 Jan 2012, 8:54 am
These cases and other matters from the last month are discussed in greater detail after the jump.The SEC's Appeal in the Citigroup Global Markets Appeal It is remarkable to think that it has been less than three months since the SEC announced its $285 million settlement with Citigroup Global Markets, Inc. under the usual neither-admit-nor-deny standard. [read post]
13 Jan 2012, 8:54 am
These cases and other matters from the last month are discussed in greater detail after the jump.The SEC's Appeal in the Citigroup Global Markets Appeal It is remarkable to think that it has been less than three months since the SEC announced its $285 million settlement with Citigroup Global Markets, Inc. under the usual neither-admit-nor-deny standard. [read post]
3 Jan 2012, 10:32 am
Citigroup Global Markets, Inc. was discussed in some detail in our Top 10 piece last Friday. [read post]
19 Dec 2011, 8:33 am
Citigroup Global Markets, Inc., SD NY, 11 Civ. 7387, Nov. 28, 2011.The SEC's long-standing policy of allowing defendants to enter into consent judgments without admitting or denying the underlying allegations deprived the court of even the most minimal assurance that the substantial injunctive relief it is being asked to impose has any basis in fact.The SEC took the position that, because the financial institution did not expressly deny the allegations, the court, and… [read post]
16 Dec 2011, 3:19 pm
Citigroup Global Markets, Inc., SD NY, 11 Civ. 7387, Nov. 28, 2011.In the enforcement action, the SEC alleged that the principal U.S. broker-dealer subsidiary of the financial institution mislead investors about a $1 billion collateralized debt obligation (CDO) tied to the U.S. housing market in which the entity bet against investors as the housing market showed signs of distress. [read post]
6 Dec 2011, 9:07 am
., office of Citigroup Global Markets Inc., has been fined and suspended by the Financial Industry Regulatory Authority, or FINRA, for her failure to supervise a sales assistant who misappropriated almost $750,000 from customers. [read post]
2 Dec 2011, 5:32 am
Citigroup Global Markets Inc. [read post]
2 Dec 2011, 2:00 am
Citigroup Global Markets matter, news of Facebook’s potential IPO, and the U.S. [read post]
1 Dec 2011, 4:48 pm
Citigroup Global Markets Inc. [read post]
1 Dec 2011, 12:15 pm
" In addition to arguing this point in the Citigroup Global Markets case, the Commission is seeking to address that issue in Congress. [read post]
30 Nov 2011, 2:12 am
Independent consolidation Pan-European licensing initiatives have not been limited to the majors. [read post]
