Search for: "Citigroup Global Markets" Results 61 - 80 of 737
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26 May 2021, 12:45 pm by Alan Rosca
He was also employed with Citigroup Global Markets, UBS Financial Services, Bateman Eichler Hill Richards, and Coastal Securities. [read post]
26 May 2021, 12:45 pm by Alan Rosca
He was also employed with Citigroup Global Markets, UBS Financial Services, Bateman Eichler Hill Richards, and Coastal Securities. [read post]
25 May 2021, 12:25 pm by Alan Rosca
He was also employed with Citigroup Global Markets located in Plano, Texas from April 2009 until June 2009. [read post]
25 May 2021, 12:25 pm by Alan Rosca
He was also employed with Citigroup Global Markets located in Plano, Texas from April 2009 until June 2009. [read post]
21 May 2021, 10:23 am by luiza
Citigroup Global Markets Inc., which paid more than $12 million to settle charges that its affiliated dark-pool operator misled subscribers with assurances that high-frequency traders were not permitted to trade in the dark pool. [read post]
10 May 2021, 9:05 pm by Yesha Yadav
After the price of Bitcoin skyrocketed by 300 percent last year, Citigroup declared that digital currency is “optimally positioned to become the preferred currency of global trade,” putting its growth directly in conflict with the U.S. dollar. [read post]
5 Apr 2021, 11:35 am by Alan Rosca
The client sought $300,000 in damages but the dispute was settled for $95,500 reportedly paid in settlement by Ameriprise, in addition to $9,500 paid in settlement by Citigroup Global Markets, and $9,500 paid in settlement by Morgan Stanley. [read post]
5 Apr 2021, 11:35 am by Alan Rosca
The client sought $300,000 in damages but the dispute was settled for $95,500 reportedly paid in settlement by Ameriprise, in addition to $9,500 paid in settlement by Citigroup Global Markets, and $9,500 paid in settlement by Morgan Stanley. [read post]
18 Feb 2021, 9:15 am by Kristian Soltes
COMCO is investigating whether Mastercard is abusing its dominant position in the market. [read post]
11 Feb 2021, 8:10 am by Kristian Soltes
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
10 Feb 2021, 4:09 am by Andrew Lavoott Bluestone
“The malpractice that defendant claims occurred November 9, 2017, when his attorney in the Citigroup Global Markets proceeding agreed with Citigroup Global Markets’ attorney that its motion for sanctions raised no factual issues, obviating the need for an evidentiary hearing. [read post]
28 Jan 2021, 9:34 am by Kristian Soltes
Settling the thorny issues of legality, taxation, and trading rules will take time, adding to the uncertainty and volatility of the global crypto market. [read post]
22 Jan 2021, 12:13 pm by Silver Law Group
His previous employers include Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. [read post]
19 Jan 2021, 8:16 am by Staff Attorney
., Citigroup Global Markets Inc., Wells Fargo Clearing Services LLC and is currently working for Raymond James & Associates, Inc. [read post]
12 Jan 2021, 7:03 am by Alan Rosca
He was first employed with Citigroup Global Markets from March 2005 until June 2007. [read post]
12 Jan 2021, 7:03 am by Alan Rosca
He was first employed with Citigroup Global Markets from March 2005 until June 2007. [read post]
8 Jan 2021, 4:33 am by Alan Rosca
Sloane switched to Citigroup Global Markets located in New York, New York in June 1999 and remained there until June 2009. [read post]
8 Jan 2021, 4:33 am by Alan Rosca
Sloane switched to Citigroup Global Markets located in New York, New York in June 1999 and remained there until June 2009. [read post]