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SEC Charges Brokerage Executives With Violations of Regulation S-P

13 Apr 2011, 9:32 am by Kurt J. Schafers

The SEC found that the record transfer violated Regulation S-P because account holders were only informed about it after the fact.Without admitting or denying the SEC's findings, the individuals consented to the entry of an SEC order that censures them and requires them to cease and desist from committing or causing any violations or future violations of the provisions charged. [read post]

Cosgrove Law Securities and Investment Blog - http://securitiesandinvestmentblog.blogspot.com/

Jeffrey P. Gale, P.A. // Positive Course Correction in Florida Workers’ Compensation Law

5 Jun 2024, 10:05 am by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Common Denominator for Success: You’ve Got to Have the Three P’s

18 Oct 2013, 4:00 am by Cordell Parvin

I believe life is constantly testing us for our level of commitment and life’s greatest rewards is reserved for those who demonstrate a never-ending commitment to act until they achieve. [read post]

Cordell Parvin Blog - http://www.cordellblog.com

Jeffrey P. Gale, P.A. // Liability (or not) for Open & Obvious Dangerous Conditions

23 Feb 2024, 1:46 pm by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Jeffrey P. Gale, P.A. // Recovering for Mental and Nervous Injuries in Florida

14 Jan 2023, 11:51 am by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Jeffrey P. Gale, P.A. // Peer Review in Florida Workers’ Compensation

8 Nov 2022, 8:21 am by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Jeffrey P. Gale, P.A. // Where the Insurance Policy is Delivered Can Matter

21 Dec 2021, 12:27 pm by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Jeffrey P. Gale, P.A. // Sovereign Immunity Strikes Again — Not Good!!!

12 Jun 2024, 11:11 am by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

“Brett Kavanaugh Is a Mensch; The Supreme Court nominee is thorough, fair-minded, and committed to religious freedom for all”

29 Aug 2018, 5:20 am by Howard Bashman

“Brett Kavanaugh Is a Mensch; The Supreme Court nominee is thorough, fair-minded, and committed to religious freedom for all”: Attorney Jay P. [read post]

How Appealing - http://howappealing.abovethelaw.com

Jeffrey P. Gale, P.A. // Avoid Limiting Tavern Owner Liability to Dram Shop Law

27 Aug 2015, 2:32 pm by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Jeffrey P. Gale, P.A. // Florida Uber Driver Declared Independent Contractor

3 Feb 2017, 1:45 pm by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Anne-Marie P., a juvenile, was charged one count of first degree sodomy

17 Jun 2012, 4:24 pm

These crimes were allegedly committed against Megan H., who was six years old at the time she testified. [read post]