Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING"
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15 Mar 2011, 6:21 pm
CONSEQUENTLY, THE COMMODITY FUTURES TRADING COMMISSION HAS NOT REVIEWED OR APPROVED THIS OFFERING OR ANY OFFERING MEMORANDUM FOR THIS POOL. [read post]
6 Mar 2014, 10:54 am
Last week, the Staff of the Commodity Futures Trading Commission (CFTC) issued Staff Advisory 14-21 on the subject of “Gramm-Leach-Bliley Act Security Safeguards. [read post]
17 Dec 2013, 9:42 am
On Tuesday, December 10, five federal regulatory agencies, the Federal Reserve, the Securities and Exchange Commission, the Federal Deposit Insurance Corporation, the Office of the Comptroller and the Commodity Futures Trading Commission, jointly released the long awaited and hotly contested “Final Rules Implementing the Volcker Rule. [read post]
24 Jul 2023, 9:01 pm
Senate two weeks ago seeks “to bring crypto assets within the regulatory perimeter” by granting oversight responsibility to the Commodity Futures Trading Commission (CFTC) for most forms of cryptocurrency. [read post]
22 Mar 2010, 9:02 pm
David Stawick Secretary Commodity Futures Trading Commission 1155 21st Street, NW Washington, DC 20581 Re: Request for Comment on Proposed Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries Dear Mr. [read post]
17 Dec 2018, 9:26 am
Not if the name itself is descriptive, says the Singapore Intellectual Property Office of Singapore in Chicago Mercantile Exchange Inc. v Intercontinental Exchange Holdings, Inc. [2018] SGIPOS 20. [read post]
10 Apr 2013, 9:30 pm
In Hunter v. [read post]
19 Apr 2024, 2:45 pm
FTX, an abbreviation of “Futures Exchange” was founded by SBF in 2018 as a centralized cryptocurrency exchange supporting futures for all major cryptocurrencies. [read post]
8 Apr 2016, 3:18 pm
By Matthew Garza, J.D.The federal district court in Chicago rejected an attempt by a futures trader to overturn his conviction for commodities fraud and spoofing in an opinion that elucidated the criminal standard for a conviction under the Dodd-Frank-prohibited activity (U.S. v. [read post]
30 Aug 2017, 6:59 am
The plaintiffs, a financial services firm and two proprietary trading firms, contend that the banks abused their position as primary dealers to manipulate an important benchmark in violation of the Commodity Exchange Act, the Sherman Act, and common law (Breakwater Trading LLC v. [read post]
28 Nov 2011, 8:57 pm
CFTC Rule 1.20, 1.23, 1.25, 1.32, 30.7 and Section 4d(a)(2) of the Commodity Exchange Act ("CEA"). [read post]
3 Jul 2018, 6:00 am
Michael Coscia used a computer algorithm designed to place and quickly cancel orders in exchange-traded futures contracts. [read post]
7 Feb 2011, 5:56 pm
Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5430 Facsimile: (202) 418-5536 February 2, 2011 To: All Commodity Pool Operators Attention: Chief Financial Officer Subject: Annual Reporting for Commodity Pools The Division of Clearing and Intermediary Oversight (“DCIO” or “Division”) of the Commodity Futures Trading Commission… [read post]
22 Sep 2017, 7:18 am
In its continuing litigation, the CFTC seeks, among other relief, restitution to defrauded pool participants, disgorgement of benefits from violations of the Commodity Exchange Act and CFTC Regulations, civil monetary penalties, trading bans, and a permanent injunction against future violations of federal commodities laws, as charged. [read post]
25 Apr 2014, 12:46 am
Commodity Futures Trading Commission (the "CFTC") is an independent federal agency that regulates derivative products tied to interest rates and commodities, such as swaps, options and futures. [read post]
31 Oct 2022, 7:35 am
Facts: This case (Ploss v. [read post]
12 Jan 2023, 6:25 am
The CFTC seeks civil monetary penalties, disgorgement of any ill-gotten gains, restitution, permanent trading and registration bans, and a permanent injunction against further violations of the Commodity Exchange Act (CEA).Statement of Commissioner Johnson. [read post]
6 Apr 2015, 5:53 am
These transactions were cleared as EFP or “exchange for physical” transactions, in which futures are exchanged for the physical commodity. [read post]
11 Oct 2016, 2:00 pm
Additionally, in 2004 and 2006 Mesa was charged in separate civil injunctive actions by the Commodities Futures Trading Commission (“CFTC”) for fraudulent activity in relation to trading futures and contracts. [read post]
15 Jun 2020, 9:26 am
Daniel Emily traded futures and options through United Strategic Investors Group (USIG), a registered commodity trading advisor. [read post]
