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3 Mar 2022, 6:06 am
C-suite executives can help the board to carry out its responsibilities, including providing critical information and insights. [read post]
22 Jun 2022, 6:19 pm by Sabrina I. Pacifici
C-suite executives themselves are not immune. [read post]
20 Oct 2016, 5:00 am by John Jascob
For one, the staff updated Question 271.04, which is one of the Securities Act rules C&DIs for general situations, to re-phrase the question and to expand upon the prior answer.That question involved a non-Exchange Act reporting company that issued options in reliance on Securities Act Rule 701 that is later acquired by an Exchange Act reporting company such that the private company’s options become exercisable for shares of the acquirer. [read post]
24 Aug 2006, 7:00 pm
Section 3(a)(1)(C) of the ICA provides that an investment company is any issuer “engaged . . . [read post]
16 Sep 2019, 6:51 pm by Doug Cornelius
Dodd-Frank created a new legal definition for a “private fund” as pooled investment vehicles that are excluded from the definition of “investment company” under the Investment Company Act of 1940 by section 3(c)(1) or 3(c)(7) of that Act. [read post]
13 Feb 2021, 7:40 am
For a CEO to set and execute a winning strategy, a stable, engaged, and high-functioning team is needed in the C-suite. [read post]
25 Oct 2016, 6:19 am by Mark S. Humphreys
Texas Insurance Code, Section 542.056(c) states that if the insurer rejects the claim, the notice required under Subsection (a) or (b) must state the reasons for the rejection. [read post]
21 Sep 2017, 1:33 pm by Alexander J. Davie
Investment Companies: If an entity treated as an investment company under the Act (or a 3(c)(1) or 3(c)(7) company) owns 10% or more of the voting securities of a fund, each of the owners of that entity will be counted as owners of the fund. [read post]
4 Apr 2022, 8:28 am by Bob Ambrogi
Major financing news today, as LinkSquares, the Boston-based company that provides an AI-powered contract management and analysis platform, said it has raised $100 million in Series C financing, less than a year after raising a $40 million Series B round, and bringing its total raise to $161.5 million at a current valuation of $800 million. [read post]
17 Aug 2018, 12:40 pm by ncharles
By the C|C Whistleblower Lawyer Team Pharmaceutical companies AstraZeneca, Pfizer, Roche, and Johnson & Johnson were sued in the fall of 2017 by a group of military veterans and others who alleged that the companies paid bribes to win contracts with the Iraqi Ministry of Health – bribes which, according to the lawsuit, financed terrorism that damaged the plaintiffs. [read post]
7 May 2015, 4:47 am by Michael Geist
The post House of Commons Passes Bill C-51 as Conservative MP Questions Values of Canadian Tech Companies appeared first on Michael Geist. [read post]
14 Apr 2017, 2:00 am by Paul Caron
.), Section 501(C)(3) Organizations, Single Member Limited Liability Companies, and Fiduciary Duties, 52 ABA Real Prop., Prob. [read post]
2 Aug 2022, 11:08 am by Mark Astarita
The Securities and Exchange Commission today announced the appointment of Anthony (Tony) C. [read post]
19 Sep 2014, 11:00 am
There are numerous options including sole proprietorships, partnerships, limited liability companies and corporations. [read post]
17 Oct 2017, 10:00 am by Paul Caron
Gladriel Shobe (BYU), Supercharged IPOs and the Up-C, 88 U. [read post]
25 Jun 2009, 12:00 pm
Boston-based clothing retailer Talbots is imposing major cuts throughout its workforce -- everywhere, that is, except in the C-suite, where the company's CEO and its top legal executive are receiving sizable boosts to their incomes. [read post]