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6 Feb 2013, 9:00 pm by Nietzer
Communication of a compliance program is a cornerstone of any anti-corruption compliance program. [read post]
21 Nov 2024, 9:01 pm by ngodridge
As November comes to an end, the busy annual reporting and proxy season begins for many public companies. [read post]
18 Feb 2021, 9:15 am by Kristian Soltes
Google is also teaming with ParkMobile LLC  to enable payment for parking via Google Maps, according to a Google blog post on Wednesday. . . . [read post]
21 Mar 2012, 11:31 am by D. Daxton White
  For example, financial advisors registered through a FINRA registered broker-dealer are regulated by FINRA and any disputes arising from a financial advisors servicing of an investor’s account is generally arbitrated through FINRA dispute resolution, whereas RIAs are not currently regulated by FINRA and usually have their own dispute resolution clause – generally requiring claims to be filed through AAA (American Arbitration Association) or JAMS. [read post]
29 Aug 2024, 6:11 am by Christine Bontuyan
Franchise Disclosure Document ("FDD") The FDD is the cornerstone of the franchising process, serving as a comprehensive guide that provides certain key disclosures and explains certain legal rights and obligations. [read post]
26 Nov 2018, 10:20 am by Eric Goldman
Commissioner Simons’ majority opinion The majority praises the role of advertising in efficient markets: “robust, accurate, and intelligible price competition among those who compete for consumers’ dollars is one of the cornerstones of our vibrant market economy. [read post]
5 Nov 2020, 7:35 am by Kristian Soltes
“This is a strong regulatory tightening signal,” Shujin Chen and Alfred He, equity analysts at brokerage Jefferies, said in a report for investors. [read post]
6 Mar 2017, 4:26 pm by Kevin LaCroix
  Just weeks after the Supreme Court issued its decision in Morrison, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”),  which included a provision (Section 929P) stating that federal courts shall have jurisdiction of an action or proceeding brought or instituted by the SEC or DOJ alleging a violation of the antifraud provisions of the Exchange Act involving “(1) conduct within the United States that constitutes significant… [read post]
14 Mar 2024, 6:56 am by centerforartlaw
They also sell their products at a premium price point to collectors and fans, and often donate a portion of the proceeds to charity.[10] At the heart of MSCHF’s ethos lies a commitment to experimentation and subversion.[11] Rather than conforming to traditional artistic norms, MSCHF seeks to disrupt and challenge established conventions through its work.[12] Parody serves as a cornerstone of MSCHF’s artistic toolkit, allowing the collective to critique and satirize cultural… [read post]