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26 Jun 2021, 7:15 am
The post US Supreme Court rules Alaska Native Corporations are eligible for CARES Act funds appeared first on JURIST - News - Legal News & Commentary. [read post]
10 Aug 2005, 4:33 pm
[JURIST] Leading Wednesday's corporation and securities law news, the US Court of Appeals for the District of Columbia Circuit has suspended controversial corporate governance rules for mutual funds promulgated by the Securities and Exchange Commission. [read post]
29 Sep 2004, 1:28 pm
In Wednesday's corporations and securities law news, SEC officials in Boston are investigating roughly two dozen mutual fund firms for any improper trading by fund managers, traders and other insiders over the past three years. [read post]
19 Feb 2004, 6:52 am
In Thursday's corporations and securities law news, the NASD has fined a division of mutual fund company State Street $1 million for failing to stop improper trading in some of its mutual funds and also ordered $500,000 worth of restitution to some investors. [read post]
8 Apr 2004, 5:04 am
In Thursday's corporations and securities law news, amid concerns for a new mutual fund trading rule, SEC Chairman William Donaldson indicated the SEC may adopt alternatives to the proposed rule which would bar mutual fund orders after market close for trades at that day's price. [read post]
19 Sep 2005, 11:37 am
[JURIST] Leading Monday's corporations and securities law news, the US Government Accountability Office (GAO) [official website] has released a report urging the Securities and Exchange Commission [official website] (SEC) to improve its oversight of the mutual funds industry. [read post]
24 Mar 2004, 2:44 pm
In Wednesday's corporations and securities law news, Putnam Investments and the SEC are fighting over how much the company should pay in fines over its role in improper mutual fund trading in which it failed to stop six of its fund managers from allegedly making so-called market timing trades that lowered returns for shareholders. [read post]
25 Feb 2013, 6:00 pm
In PLR 201307008,the Service ruled that the trust and related corporation could be treated as a single entity and that the component funds of both the foundation and the related corporation would be treated as funds of the single entity.... [read post]
4 Jun 2018, 6:01 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System by Leo E. [read post]
29 Nov 2006, 12:13 pm
Top 10 most-downloaded corporate law papers announced during the 60 day period ended November 29, 2006 (current ranking - previous ranking (number of downloads)): 1 - 1 (371) Corporate Governance and the New Hedge Fund Activism: An Empirical Analysis by Thomas W. [read post]
21 Jul 2016, 6:37 am
The paper shows that state-level political connections appear to be an important mechanism of political activism by corporations with state public pension fund ownership. [read post]
9 Jan 2019, 6:06 am
Related research from the Program on Corporate Governance includes Shining Light on Corporate Political Spending by Lucian Bebchuk and Robert J. [read post]
4 Sep 2023, 6:54 am
In particular, the issues note provides an overview of the EU corporate debt and real estate investment fund sector. [read post]
8 Jul 2022, 6:27 am
Continue reading The post Law Firm Investigating National Securities Corporation for the Sale of GWG L Bonds and GPB Capital Funds appeared first on Securities Arbitration Lawyer Blog. [read post]
17 Feb 2005, 3:10 pm
[corporate website], the sixth-largest US securities firm, violated federal laws which protect investors when it aided brokers in making illegal after-hours mutual-fund trades. [read post]
22 Mar 2021, 3:30 am
Webber, Shareholder Value(s): Index Fund ESG Activism and the New Millennial Corporate Governance, 93 S. [read post]
19 Mar 2024, 6:42 am
SingleFile, a company that aims to automate outdated corporate compliance filing processes by leveraging AI technology, has raised $6.5 million, on top of three previous funding rounds totaling $8.6 million, bringing its total funding to date to $15.1 million. [read post]
13 Apr 2004, 2:34 pm
In Tuesday's corporations and securities law news, in a meeting this morning, the SEC voted unanimously to require mutual funds to clearly disclose their policies in their prospectuses or offering statements on market timing - the rapid buying and selling of fund shares. [read post]
12 May 2008, 9:33 am
On May 5, 2008, The Millstein Center for Corporate Governance and Performance at the Yale School of Management and the Mutual Fund Directors Forum partnered with independent leaders of mutual fund boards of trustees to found the Conference of Fund Leaders (CFL), a permanent new body composed of independent board chairs and lead independent directors of mutual funds in the United States. [read post]
29 Mar 2013, 10:02 am
As such, an investment fund would have to maintain two sets of records with respect to all of its investments in foreign corporations unless the investment fund can confirm that all of its direct and indirect investors have made the necessary election. [read post]
