Search for: "Corps. Security Services, Inc." Results 61 - 80 of 2,103
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23 May 2018, 8:10 pm by H. Scott Leviant
Securitas Security Services USA, Inc., the Court of Appeal (Sixth Appellate District) examined the following question:This case presents the question of whether a plaintiff who brings a representative action under the Private Attorneys General Act of 2004 (PAGA; Lab. [read post]
28 Jun 2018, 11:49 am by Elizabeth Dalziel
On June 1, 2018, the Securities and Exchange Commission settled charges with 13 registered investment advisers to private funds: Bachrach Asset Management Inc., Bilgari Capital LLC, Brahma Management Ltd., Bristol Group Inc., CAI Managers & Co. [read post]
12 Feb 2024, 10:28 am by admin
Inc. agreed to $12 million in penalties Key Investment Services and a related firm agreed to pay a $10 million penalty, Lincoln Financial Advisors Corp. and another Lincoln firm agreed to pay $8.5 million. [read post]
20 May 2020, 1:57 pm by Silver Law Group
  Stifel, Nicolus & Company, Inc   Sterne, Agee & Leach, Inc   Kievman, Cary   Ameriprise Financial Services, Inc   Morgan Stanley Smith Barney   Krupnick, Jeffrey   Ameriprise Financial Services, Inc   JHS Capital Advisors, LLC   Lake, Jonathan   Wells Fargo Clearing Services, LLC   Morgan Stanley   McCutchen, Jerry Sr. [read post]
2 Oct 2018, 5:44 am by Silver Law Group
  Jason Sullivan   Woodstock Financial Group, Inc   Wells Fagro Clearing Services, LLC   Michael Venturino   Trident Partners LTD   Aegis Capital Corp Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
6 Feb 2019, 1:34 pm by Silver Law Group
Robert Edward White (CRD #3077959) is a former registered broker whose last employer was Raymond James Financial Services, Inc. [read post]
12 Apr 2019, 8:22 am by Silver Law Group
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Grossman, Robert   David Lerner Associates, Inc   National Planning Corporation   Jacobowitz, Oded   Securities America, Inc   JP Morgan Securities LLC   James, Garland   Garden State… [read post]
19 Jun 2012, 5:03 am
Petitioning for a separate negotiating unit Civil Service Employees Association, Inc., Local 1000, and Baldwin Union Free School District, PERB Decision C-5690 CSEA filed a petition seeking to represent Security Aides in a separate unit. [read post]
16 Jul 2013, 7:16 am by Editorial Board
On July 3, First National Bank and Trust Company of Rochelle, Illinois (FNBR) filed a putative class action lawsuit against McGraw-Hill Companies Inc., Standard and Poor’s Rating Services (S&P) and Moody’s Corp. in Illinois state court. [read post]
10 Jul 2023, 12:36 pm by Silver Law Group
Ahmed Gheith (Ahmed Ghassan Gheith, CRD# 5783957, aka Andy Gheith, Anthony Gheith) is a currently registered broker employed with Ceros Financial Services, Inc. [read post]
22 Oct 2015, 12:20 pm
Our attorneys draw on a combined experience of nearly 65 years in delivering the highest quality legal services. [read post]
14 Jun 2017, 7:52 am by Adam Weinstein
The investment lawyers of Gana LLP are investigating Ameriprise Financial Services, Inc. [read post]