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29 Jan 2009, 7:59 am
If I worked in the Public Integrity section at Justice, though, I’d be disappointed that people think Dodd’s safe from prosecution just because there’s a Democratic President. [read post]
16 Jul 2013, 5:05 pm by Alexander J. Davie
The SEC originally proposed rule amendments to implement Section 926 of the Dodd-Frank Act on May 25, 2011. [read post]
12 Aug 2010, 4:05 pm by James Hamilton
The bipartisan legislation is sponsored by Senators Patrick Leahy (D-Vt.), John Cornyn (R-Texas), Ted Kaufman (D-Del.), and Chuck Grassley (R-Iowa). [read post]
19 Mar 2010, 5:45 am by William Carleton
Most folks I know concerned about Senator Dodd's attack on Reg D think it is too early to propose a fallback position or compromise. [read post]
27 Dec 2010, 9:25 am by James Hamilton
Senator Jeff Merkley (D-Ore) explained that in all fifty states lawyers have to put clients’ funds into trust accounts. [read post]
1 Mar 2011, 12:02 pm by David Kravets
Christopher Dodd (D- Connecticut) looks over his farewell speech in his office on Capitol Hill in Washington in November 2010. [read post]
1 Jun 2011, 9:00 am by James Hamilton
The letter was signed by Senators Johnny Isakson (R-GA), Mary Landrieu (D-LA), Kay Hagan (D-NC), and Jeanne Shaheen (D-NH). [read post]
6 Sep 2010, 7:37 am by James Hamilton
Senator Dodd said that Section 204(d) of the Dodd-Frank Act contemplates that the FDIC, as receiver, may take a lien on assets of a covered financial company or a covered subsidiary. [read post]
31 May 2007, 8:07 pm
Senator Chris Dodd (D-CT), Chairman of the Senate Committee on Banking, Housing, and Urban Affairs, today sent a letter to Christopher Cox, Chairman of the U.S. [read post]
13 Nov 2009, 5:49 am
Following up on my earlier post, Senator Christopher Dodd (D-Conn.) announced this week his plans to introduce emergency legislation that will guarantee paid sick days for those who are infected by the H1N1 virus. [read post]
27 Jun 2013, 8:34 am by James Hamilton
Maxine Waters (D-CA), noted that Title II of Dodd-Frank includes provisions that are supposed to prevent taxpayer-funded bail-outs. [read post]
14 Nov 2023, 9:04 am by Geoff Schweller
During the 2023 Fiscal Year, the Dodd-Frank Act whistleblower programs of the U.S. [read post]
5 Feb 2007, 7:09 am
Senator Christopher Dodd (D-Conn), one of the original authors of the FMLA, announced on February 1, 2007, that he would introduce a bill in the coming weeks that would provide paid leave for at least 6 of the 12 weeks provided by the FMLA. [read post]
14 Feb 2012, 12:05 pm by James Hamilton
In the letter, Senators Carl Levin (D-MI) and Jeff Merkley (D-OR) urged the SEC and banking agencies to eliminate unjustified exclusions and exemptions, such as proposed hedging exemptions related to bank investments in private funds. [read post]
22 Dec 2008, 3:23 pm
[Christopher] Dodd [D-Conn.] is the one who called for Rick Wagoner to be removed,” Cole adds. [read post]
5 Nov 2014, 11:32 am by Steve Bainbridge
Here's my wish list of provisions in Sarbanes-Oxley and Dodd-Frank that I'd like to see the new Republican majority in Congress repeal or fix: 1. [read post]
19 Dec 2013, 7:25 am by Broc Romanek
Rethinking Section 13(d) Recently, the "CLS Blue Sky Blog" ran a series of academic commentaries about how the SEC should respond to Dodd Frank's invitation to rethink the disclosure of beneficial ownership under Section 13(d). [read post]
10 Jul 2012, 9:50 am by James Hamilton
Gwen Moore (D-WI), would repeal the indemnification provisions in Sections 725, 728, and 763 of the Dodd-Frank Act to facilitate global regulatory cooperation and ensure that U.S. regulators have access to necessary swaps data from foreign data repositories, derivatives clearing organizations, and regulators.Sections 728 and 763 of the Dodd-Frank Act require swap data repositories and security-based swap data repositories to make data available to non-U.S. financial… [read post]
19 Nov 2008, 2:29 pm
INDEED: “Say what you like about Jack Abramoff, but Senator Chris Dodd (D-CT) and Representative Barney Frank (D-MA) shouldn't come out of the Countrywide Scandal smelling like roses, either. [read post]