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11 Oct 2023, 8:10 am
The Financial Compensation for CFPB Whistleblowers Act was introduced in March by Senator Catherine Cortez Masto (D-NV) and Representative Al Green (D-TX). [read post]
10 Oct 2023, 9:03 pm
Today’s adoption makes use of that Dodd-Frank authority. [read post]
9 Oct 2023, 6:32 am
Posted by Laura D. [read post]
9 Oct 2023, 6:32 am
Posted by Laura D. [read post]
14 Sep 2023, 9:01 pm
In the public company space, we have completed long-overdue rules mandated under the Dodd-Frank Act that address accountability of corporate executives. [read post]
13 Sep 2023, 9:32 am
If the whistleblower only had to pay taxes for the $400,000 they receive, they’d be in a lower bracket and pay $110,288.50. [read post]
12 Sep 2023, 9:01 pm
There were also items exercising new authorities granted under Dodd-Frank. [read post]
24 Aug 2023, 6:32 am
Endnotes 1Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act. [read post]
24 Aug 2023, 6:32 am
Endnotes 1Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act. [read post]
23 Aug 2023, 9:01 pm
ENDNOTES [1] Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act [read post]
21 Aug 2023, 7:47 am
At its annual meeting earlier this month, the American Bar Association’s Section of Administrative Law and Regulatory Practice voted in a new cohort of leaders. [read post]
21 Aug 2023, 7:47 am
At its annual meeting earlier this month, the American Bar Association’s Section of Administrative Law and Regulatory Practice voted in a new cohort of leaders. [read post]
16 Aug 2023, 10:52 am
[iv] In 2010, following the financial crisis and recession, Congress passed the Dodd-Frank Act. [read post]
6 Aug 2023, 9:01 pm
On July 12, 2023, the Securities and Exchange Commission (the “SEC”) voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt certain amendments to rules and forms under the Investment Company Act of 1940 (the “Investment Company Act”) intended to improve the resilience and transparency of money market funds (“MMFs”). [read post]
22 Jul 2023, 1:51 am
” The restrictions will not apply to British Ambassador Deborah Bronnert, but the restrictions will apply to interim charge d’affaires and Deputy British Ambassador Tom Dodd. [read post]
20 Jul 2023, 10:44 am
July 20, 2023 Clients, Friends, and Associates: As we end the second quarter and enter the summer season, we would like to highlight recent industry news that we found to be both interesting and impactful. [read post]
17 Jul 2023, 1:41 pm
Senators Sheldon Whitehouse (D-RI) and James Risch (R-ID) and Representatives Joe Wilson (R-SC) and Dean Phillips (D-MN) announced their introduction of the bipartisan “Sanctions Evasion Whistleblower Rewards Act” on June 21. [read post]
14 Jul 2023, 6:30 am
Horvath, Julien Bourgeois and Mark D. [read post]
14 Jul 2023, 6:30 am
Horvath, Julien Bourgeois and Mark D. [read post]
12 Jul 2023, 5:55 am
” April 5: Former senior Bush administration lawyer John Bellinger and former Senator Chris Dodd (D-CT) published a Washington Post op-ed calling on the Biden administration to use existing exceptions in U.S. law to provide intelligence and other support to the ICC’s Ukraine investigation. [read post]
