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26 Mar 2010, 7:40 am by William Carleton
Dodd's bill was about ending federal preemption over Reg D offerings. [read post]
5 Oct 2017, 5:57 pm by Kevin LaCroix
The insurance available under a D&O insurance policy does not protect insured individuals for all of their activities; rather, the policy protects the individuals only for their actions undertaken in their capacities as officer or directors of the insured organization. [read post]
20 Nov 2012, 12:31 am by Kevin LaCroix
  There is another practical reason that it is relatively rare for D&O insurers to attempt to recoup defense fees it has paid; that is, by the time an individual or company grinds all the way through a serious D&O claim, the person or company is usually broke. [read post]
9 Oct 2014, 9:00 am by Sara L. Alpert
For my first foray into blog-writing, allow me to tell a cautionary tale intersecting two of my favorite topics: defending companies and individuals in government investigations and Directors and Officers (D&O) Liability Coverage. [read post]
11 Jun 2013, 1:42 am by Kevin LaCroix
  The debtors and the individual defendants submitted the fiduciary duty matter as a claim to TOUSA’s D&O insurers. [read post]
7 Aug 2013, 1:45 am by Kevin LaCroix
A D&O insurer’s denial of coverage for a claim against corporate officials can leave the individuals in a very difficult position, as illustrated by a recent high-profile case in the U.K. [read post]
15 Nov 2016, 4:28 am by Gene Berardelli
Under the Securities and Exchange Commission’s Regulation D, an organization may issue a private offering of stock to raise funds without officially registering to “go public. [read post]
4 Apr 2012, 1:00 am by Will Geer
 Pursuant to Section 109(d) of the bankruptcy code, a person that may be a debtor under Chapter 7 (which is any individual) may also take advantage of the generous provisions in Chapter 11 to overcome their debt problems. [read post]
25 Aug 2007, 6:53 am
I previously reviewed the case of In re Tegeder, 349 B.R. 477, (Bkrtcy.D.Neb. 2007) which held that per BAPCPA's amendments, the absolute priority rule no longer applies to the retention of property by individual chapter 11 debtors. [read post]
8 Apr 2015, 8:00 am by Gerry W. Beyer
These trust are created using a disabled individual's personal funds and require that parents, grandparents, guardians or courts create the... [read post]
21 Nov 2010, 11:42 pm by Kevin LaCroix
" The question is whether the determination of the capacity in which the individual was acting depends on the claimant’s allegations, or does it depend on the individuals actions, regardless of what may be alleged? [read post]
27 Jan 2011, 3:23 am
OCB’s rationale: Section 236(2)(d) of the Vehicle and Traffic Law provides that [s]uch hearing examiners shall not be considered employees of the city in which the administrative tribunal has been established. [read post]