Search for: "Discover Financial Services LLC"
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17 Feb 2020, 7:29 am
The securities lawyers of Gana Weinstein LLP recently filed a complaint on behalf of multiple clients alleging that Concorde Investment Services, LLC (Concorde Investment) representative Daniel Raupp (Raupp) sold them fraudulent securities linked to GPB Capital causing at least $500,000 in losses. [read post]
24 Jun 2019, 1:21 pm
It’s one of the best reasons why, and as an estate planning and elder law attorney, I’m able to offer financial services, as well. [read post]
2 Oct 2023, 6:52 am
Attorney’s Office for the Northern District of Texas announced a settlement with Oliver Street Dermatology Management LLC. [read post]
6 May 2024, 11:52 am
FINRA BrokerCheck Report – Michael Gravelyn According to this FINRA BrokerCheck report, Michael Gravelyn was affiliated with the following firms during his career, among others: 09/07/2017 – 05/11/2023, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881), GRAND RAPIDS, MI, B, 05/25/2017 – 06/14/2017, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881), GRAND RAPIDS, MI The FINRA BrokerCheck tool is a free online tool that… [read post]
17 Feb 2021, 6:22 am
Our Investment Adviser Group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
30 Jul 2011, 12:28 pm
Citigroup, Student Loan Reach $13.5 Million Investor Accord Former stockholders of Citigroup Inc.s Student Loan Corp., bought by Discover Financial Services in December for $30 a share, are to receive another $2.50 a share under a $13.5 million settlement filed in court. [read post]
6 Mar 2008, 2:45 am
ATLANTA--(BUSINESS WIRE)--eMag Solutions, LLC, a leading international provider of electronic discovery services and data management solutions, today announced a program for the capture, preservation, and analysis of electronically stored information (ESI) contained on the laptops, computer hard drives, and portable digital devices of departing executives and other employees. [read post]
9 Nov 2020, 3:00 am
LLC Sanofi US Services Inc. [read post]
9 Nov 2020, 3:00 am
LLC Sanofi US Services Inc. [read post]
9 Nov 2020, 3:00 am
LLC Sanofi US Services Inc. [read post]
26 Oct 2022, 12:46 pm
According to his FINRA BrokerCheck report, Belardino was reportedly registered with the following FINRA registered firms, among others during his career in the securities industry: 03/25/2017 – 04/16/2019, MML INVESTORS SERVICES, LLC (CRD#:10409), ELMSFORD, NY, 10/23/2007 – 03/25/2017, MSI FINANCIAL SERVICES, INC. [read post]
9 Feb 2023, 11:27 am
” The Financial Industry Regulatory Authority (FINRA), overseen by the SEC, provides regulatory services to the financial industry by licensing and regulating broker-dealers. [read post]
28 Mar 2016, 3:28 am
The younger brother successfully applied to hold him in contempt after discovering company checks totaling $36,000 paid to his elder brother’s lawyers for their services in the dissolution case. [read post]
28 Mar 2016, 3:28 am
The younger brother successfully applied to hold him in contempt after discovering company checks totaling $36,000 paid to his elder brother’s lawyers for their services in the dissolution case. [read post]
28 Mar 2016, 3:28 am
The younger brother successfully applied to hold him in contempt after discovering company checks totaling $36,000 paid to his elder brother’s lawyers for their services in the dissolution case. [read post]
15 Dec 2011, 2:40 pm
The arrests were the result of a series of joint investigations led by the Department of Financial Services (DFS). [read post]
6 Mar 2024, 5:16 am
The crux of the complaint is that defendants were negligent and committed malpractice by not discovering an alleged deficit in plaintiff’s financial statements, and by failing to report that deficit to plaintiff. [read post]
1 Dec 2009, 10:27 am
Indeed, as early as June 2007, the financial press was full of alarming news about the financial condition and credit-worthiness of Lehman Brothers as a result of its toxic subprime debt exposure. [read post]
4 Apr 2011, 9:02 am
$57,000 RP Capital LLC $51,000 Brewer Financial Services LLC $48,000 NFP Securities Inc [read post]
4 Nov 2011, 10:48 am
As the U.S. investment banking and securities arm of UBS AG, the giant Swiss financial services company, UBS provides investment banking, research, and sales and trading services, mostly to corporate and institutional clients. [read post]
