Search for: "Diversified Trading Company, LLC"
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20 Nov 2015, 8:00 am
Tier 2 issuers must file current, semiannual, and annual reports that are less burdensome than (but analogous to) Exchange Act reports for public companies. [read post]
15 Sep 2015, 4:07 pm
Citizens of Humanity, LLC, No. 14-CV-1404 JLS WVG, 2015 WL 1600679, at *5 (S.D. [read post]
19 Aug 2014, 3:20 pm
The TEI fund is considered a non-diversified, closed-end management investment company that was created to serve as a feeder fund for The Endowment (Offshore TEI) Fund, Ltd. [read post]
25 Apr 2014, 6:30 am
LPL Financial was alleged to have deficient supervision as it related to the sales of alternative investment products, including non-traded real estate investment trusts (REITs), oil and gas partnerships, business development companies (BDC’s), hedge funds, managed futures, and other illiquid pass through investments. [read post]
6 Feb 2014, 12:12 pm
Chinese investment in U.S. hotels – deals handled by JMBM’s hotel lawyers Just before the new year, Chang, working with a team of other JMBM lawyers, represented Hazens Investment, LLC in that company’s $96 million purchase of the 802-room Sheraton Gateway Hotel. [read post]
6 Feb 2014, 12:12 pm
Chinese investment in U.S. hotels – deals handled by JMBM’s hotel lawyers Just before the new year, Chang, working with a team of other JMBM lawyers, represented Hazens Investment, LLC in that company’s $96 million purchase of the 802-room Sheraton Gateway Hotel. [read post]
18 Dec 2013, 9:22 am
A Unit Investment Trust (UIT) is a type of Investment Company that offers redeemable units in a diversified portfolio of securities. [read post]
11 Feb 2013, 9:33 am
According to Dividend Capital Diversified Property Fund’s most current 8-K form filed February 1, 2013 with the U.S. [read post]
4 Sep 2012, 9:12 pm
But recently an almagamation of the two has entered the scene: multinational corporations are investing in companies as a way to diversify holdings, and to get a pulse on the latest developments in technology. [read post]
25 Jul 2012, 12:16 pm
The new offering of Dividend Capital, LLC stock shares is being held as a way for the company to offer liquidity in its non-traded REIT shares. [read post]
25 Jul 2012, 12:16 pm
The new offering of Dividend Capital, LLC stock shares is being held as a way for the company to offer liquidity in its non-traded REIT shares. [read post]
28 Jun 2012, 9:42 am
These potential conflicts may leave an investor overinvested in an area that pays the broker higher commissions as opposed to a diversified portfolio representing a broad array of investments. [read post]
27 Feb 2012, 1:16 pm
Unregistered Securities Acquired in Secondary Markets: As many high-profile companies have elected to remain private, secondary trading markets have emerged for their securities. [read post]
27 Feb 2012, 1:16 pm
Unregistered Securities Acquired in Secondary Markets: As many high-profile companies have elected to remain private, secondary trading markets have emerged for their securities. [read post]
18 Jan 2012, 3:57 am
Klemchuk) Add Google+ to Your Law Firm as a Client Portal - bit.ly/wzpwvJ (Eric Hunter) Digitizing Health Records, Before It Was Cool - nyti.ms/zickzU (Milt Freudenheim) EPIC to FTC: Google Search + Google+ = Competition and Privacy Concerns – bit.ly/AbDVAn (John Horan) European Data Protection Supervisor Releases “Inventory” of 2012 Priorities - bit.ly/yAbajW (Bret Cohen) Federal Government Unveiling New Security Standards for Cloud-Based Service Providers (PDF) –… [read post]
30 Jul 2011, 2:31 am
The Fund is a diversified, closed-end management investment company that seeks to provide a high level of current income. [read post]
14 Jul 2011, 7:03 pm
You have to be willing to have a trade-off. [read post]
4 Jul 2011, 2:25 am
Shares of MGIC are down 44% in 2011 through the close of trading Tuesday; Radians are down 51%; and PMIs are down 65%. [read post]
29 Jun 2011, 7:32 am
("Diversified"), a shell company controlled by defendant Campany, as its purported "clearing firm. [read post]
29 Jun 2011, 7:32 am
("Diversified"), a shell company controlled by defendant Campany, as its purported "clearing firm. [read post]
