Search for: "E* Trade Securities LLC"
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4 Apr 2024, 7:38 am
Specifically, the NAIRR pilot will support research to advance safe, secure, and trustworthy AI, as well as the application of AI to challenges in healthcare and environmental and infrastructure sustainability. [read post]
3 Apr 2024, 9:01 pm
It is important for us to speak directly to not just the securities bar, but also to everyone that is interested in our work. [read post]
3 Apr 2024, 1:48 pm
CoStar Group Wednesday recognized MacKenzie Commercial Real Estate Services LLC with its “Impact Award Lease of the Year” for brokering a 55,000-square-foot lease with North American Trade Schools (NATS) at Northwest Plaza in Baltimore. [read post]
26 Mar 2024, 12:13 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
22 Mar 2024, 9:07 am
According to FINRA, the securities regulator, Bucher was registered with FINRA as a General Securities Representative through an association with Pinnacle Investments, LLC (CRD No. 142910) from November 2019 until July 13, 2023. [read post]
21 Mar 2024, 1:01 pm
Supp. 2d 1140 (D.N.M. 2012), that taxpayers should have treated the LLC’s income as self-employment income. [read post]
19 Mar 2024, 12:49 pm
The Securities and Exchange Commission announced that Genesis Global Capital, LLC agreed to a final judgment ordering it to pay a $21 million civil penalty and imposing a permanent injunction to settle charges that it engaged in the unregistered offer and sale of securities through a crypto asset lending program known as the Gemini Earn program. [read post]
18 Mar 2024, 2:05 pm
Securities and Exchange Commission (SEC) charged 17 individuals with orchestrating a $300 million Ponzi scheme involving CryptoFX LLC. [read post]
18 Mar 2024, 6:00 am
Wilson , TAYLOR ENGLISH DUMA LLP AND FINCEN REPORT COMPANY This article discusses the New York LLC Transparency Act (LTA). [read post]
15 Mar 2024, 4:00 am
State business filings show Efficient Private Protection and Security LLC is owned by Brenda Grisham, who also serves as one of two principal officers for the recall campaign, Save Alameda For Everybody. [read post]
12 Mar 2024, 3:00 pm
The brief was also signed by Access Now, Center for Democracy & Technology (CDT), Fight for the Future, Internet Society, Mozilla, and Signal Messenger LLC. [read post]
11 Mar 2024, 7:14 am
FINRA BrokerCheck Report – Jay Pocius According to his FINRA BrokerCheck report, Jay Pocius was affiliated with the following five firms during his eleven-year career in the securities industry: 05/19/2023 – 03/08/2024, GREAT POINT CAPITAL LLC (CRD#:114203), CHICAGO, IL, B, 08/29/2019 – 06/08/2023, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025), ARLINGTON HEIGHTS, ILB, 06/11/2013 – 09/05/2019, PNC… [read post]
11 Mar 2024, 6:02 am
An LLC gives you flexibility while still protecting your assets. [read post]
7 Mar 2024, 6:59 am
Federal Trade Commissioner Alvaro M. [read post]
6 Mar 2024, 3:21 pm
The press release states: A federal grand jury indicted Linwei Ding, aka Leon Ding, charging him with four counts of theft of trade secrets in connection with an alleged plan to steal from Google LLC (Google) proprietary information related to artificial intelligence (AI) technology. . . . [read post]
6 Mar 2024, 2:22 pm
A federal grand jury has indicted Linwei Ding, aka Leon Ding, charging him with four counts of theft of trade secrets in connection with an alleged plan to steal from Google LLC (Google) proprietary information related to artificial intelligence (AI) technology. [read post]
5 Mar 2024, 5:40 am
By Suzanne CosgroveThe Council of Institutional Investors (CII) has urged the SEC to initiate new rulemaking that will make it easier to trace shares sold into the marketplace through both direct listings and initial public offerings and, in the process, protect investors’ rights under Section 11 of the Securities Act of 1933.The CII said the urgency of its petition is in part a response to the Supreme Court decision Slack Technologies, LLC v. [read post]
4 Mar 2024, 9:01 pm
UBS Securities, LLC underscores the protections enjoyed by employees who report suspected fraud or securities violations and the risks companies face in taking action against such whistleblowers. [read post]
4 Mar 2024, 2:30 am
In siding with the whistleblower, Trevor Murray, the Court rejected UBS Securities, LLC’s position that a finding of retaliatory intent is required for whistleblower protection under SOX, which governs corporate financial reporting and recordkeeping. [read post]
1 Mar 2024, 8:33 am
The Securities and Exchange Commission announced settling charges against New York-based investment adviser HG Vora Capital Management LLC for its failure to make timely ownership disclosures in the lead-up to its May 2022 acquisition bid for trucking fleet company Ryder System Inc. [read post]
