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25 Apr 2023, 8:09 am by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
18 Apr 2023, 4:21 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
12 Apr 2023, 3:01 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
10 Apr 2023, 9:01 pm by renholding
 For example, Enforcement brought charges regarding control violations against GE (see this PubCo post), HP, Inc. [read post]
29 Mar 2023, 11:06 am by Cynthia Marcotte Stamer
  Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
28 Mar 2023, 4:04 am by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
24 Mar 2023, 10:00 pm by Public Employment Law Press
In any event, respondent was entitled to submit the affidavit on its cross motion, and the court properly considered it in evaluating the merits of petitioner's claim (see Basis Yield Alpha Fund [Master] v Goldman Sachs Group, Inc., 115 AD3d 128, 134-135 [1st Dept 2014]; see also Guggenheimer v Ginzburg, 43 NY2d 268, 275 [1977]). [read post]
24 Mar 2023, 10:00 pm by Public Employment Law Press
In any event, respondent was entitled to submit the affidavit on its cross motion, and the court properly considered it in evaluating the merits of petitioner's claim (see Basis Yield Alpha Fund [Master] v Goldman Sachs Group, Inc., 115 AD3d 128, 134-135 [1st Dept 2014]; see also Guggenheimer v Ginzburg, 43 NY2d 268, 275 [1977]). [read post]
23 Mar 2023, 9:04 am by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
25 Feb 2023, 6:50 pm by admin
The time has come to stop evaluating the message by its messenger, and to pay attention to the evidence. [read post]
17 Feb 2023, 1:29 pm by admin
And particular studies are not subject to evaluation under Rule 702, apart from the gatekeeping of expert witness opinion testimony that is based upon the particular studies. [read post]
13 Feb 2023, 6:31 am
Vanguard’s internally managed funds’ approach to evaluating contested director elections remains the same with the adoption of a universal proxy card.[1] In contested director elections, the funds assess the strategic case for change, evaluate the company’s approach to governance, and review the skills and qualifications of both the management and dissident director nominees. [read post]
13 Feb 2023, 6:31 am
Vanguard’s internally managed funds’ approach to evaluating contested director elections remains the same with the adoption of a universal proxy card.[1] In contested director elections, the funds assess the strategic case for change, evaluate the company’s approach to governance, and review the skills and qualifications of both the management and dissident director nominees. [read post]
4 Feb 2023, 3:20 am by Cynthia Marcotte Stamer
Tracking and reviewing on a systemized, well-documented basis actual and near miss security threats to evaluate, document decision-making and make timely adjustments to policies, practices, training, safeguards and other compliance components as necessary to identify and resolve risks. [read post]
3 Feb 2023, 1:46 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
15 Dec 2022, 8:00 am by CFM Admin
SEC RIAs should review their internal procedures to ensure compliance with the custody rules.California RIAs. [read post]
15 Dec 2022, 4:00 am by CFM Admin
SEC RIAs should review their internal procedures to ensure compliance with the custody rules.California RIAs. [read post]