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18 May 2022, 9:43 am
It also covers what to tell the FCA and how to report another firm or individual. [read post]
29 Apr 2024, 10:16 am
On 26 April 2024, the Financial Conduct Authority (FCA) published Handbook Notice 118, which describes changes made to the FCA Handbook and other material by the FCA Board under its legislative and other statutory powers within the past month. [read post]
29 Apr 2024, 10:16 am
On 26 April 2024, the Financial Conduct Authority (FCA) published Handbook Notice 118, which describes changes made to the FCA Handbook and other material by the FCA Board under its legislative and other statutory powers within the past month. [read post]
14 Jul 2023, 7:05 am
The statement sets forth that, stakeholders should expect the following: The FCA will update its ‘About us’ webpage, to describe the FCA’s approach to how it advances its objectives going forward, retiring the ‘The FCA’s approach to advancing its objectives’ document from 2015. [read post]
27 Jul 2022, 4:17 am
The FCA has confirmed its intention to align the scope of the Consumer Duty with the existing scope of FCA sectoral sourcebooks. [read post]
7 Dec 2023, 8:36 am
The FCA expects to finalise the rules by Q3 2024. [read post]
1 Jul 2020, 12:28 pm
“Let’s Talk FCA” is Crowell & Moring’s podcast covering the latest developments with the False Claims Act. [read post]
13 Apr 2022, 8:52 am
The FCA expects firms to notify it without undue delay if they are subject to sanctions. [read post]
30 May 2022, 8:08 am
On 27 May 2022, the FCA published Primary Market Bulletin 40. [read post]
26 Oct 2023, 8:55 am
Known as the most… The post An FCA Anniversary! [read post]
25 Jan 2023, 4:07 am
On 24 January 2023, the FCA published a speech by Jessica Rusu (FCA Chief Data, Information and Intelligence Officer) entitled Building better foundations in AI. [read post]
28 Jun 2022, 6:26 am
In 2018, the FCA introduced a package of measures to help customers in persistent credit card debt. [read post]
24 Nov 2023, 7:16 am
The BoE and FCA must review the MoU annually to confirm whether the intended arrangements are proving effective. [read post]
11 Jan 2023, 8:19 am
On 11 January 2023, the FCA published Market Watch 72. [read post]
10 Oct 2022, 9:08 am
On 7 October 2022, the FCA updated its webpage on UK SFTR news. [read post]
3 Feb 2023, 4:44 am
What has changed is the FCA’s approach. [read post]
13 Jul 2023, 7:23 am
On 13 July 2023, the FCA published Engagement Paper 6: Primary multilateral trading facilities (MTFs). [read post]
1 Jun 2022, 8:12 am
Other risks the FCA picks up on in the letter include, communication with the FCA (the FCA has noted that the frequency of DRSP notifications varies across the portfolio) and conflicts of interest (the FCA has noted several instances where DRSPs do not have tailored policies and procedures around the identification, management and disclosure of conflicts of interest). [read post]
4 Nov 2022, 8:37 am
On 4 November 2022, the FCA published financial promotions quarterly data for Q3 2022. [read post]
29 Nov 2022, 8:46 am
In CP22/23 the FCA sets out its proposed policy changes to the way in which it will raise FCA fees from 2023/24. [read post]
