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15 Jun 2021, 8:45 pm
However, respondents also recognised that the pandemic had increased financial institutions’ dependence on technologies and services provided by third parties, which highlighted the importance of incorporating risks associated with outsourcing and third-party relationships within the scope of financial institutions’ overall (firm-wide) business continuity plans and risk management frameworks. [read post]
5 Aug 2010, 5:14 pm
Noting that the Act incorporates the understanding of the global interconnectedness of financial services, Senator Dodd said in crafting the legislation Congress followed the G-20 principles on financial regulatory reform almost to the letter. [read post]
FSTB launches consultation on the proposed licensing regime for providers of OTC VA trading services
18 Feb 2024, 9:38 pm
On 8 February 2023, the Financial Services and the Treasury Bureau (FSTB) launched a consultation on legislative proposals to introduce a licensing regime to regulate providers of over the counter (OTC) trading services for virtual assets (VAs) (the Consultation). [read post]
7 Mar 2019, 10:23 am
” This proposed change would align with Regulation P’s definition of “financial institution,” which incorporates an interpretation of the Federal Reserve Board that acting as a finder is an activity “incidental to a financial activity. [read post]
27 Jan 2016, 1:47 pm
Reflecting the ever-increasing awareness of threats to financial data security, 2015 also saw a number of regulatory enforcement actions and legislative efforts directed at financial institutions. [read post]
11 Jul 2008, 2:28 pm
Financial institutions and creditors should take note - the mandatory compliance date for these rules is November 1, 2008. [read post]
7 Apr 2024, 9:01 pm
The United Kingdom and Japan, both of which have large financial services industries, have indicated they are likely to adopt the ISSB standards as mandatory requirements. [read post]
28 Jun 2017, 11:08 am
This bill incorporates the financial regulatory reform vision of Sen. [read post]
28 Jun 2017, 11:08 am
This bill incorporates the financial regulatory reform vision of Sen. [read post]
7 Jan 2012, 7:22 pm
I had the privilege today of hearing Federal Reserve Board Governor Sarah Bloom Raskin deliver the keynote address to the Section on Financial Institutions at the American Association of Law Schools Annual Meeting. [read post]
27 May 2012, 11:00 am
People with Ocwen loans may be at somewhat of an advantage considering the institution is implementing more forward-thinking options to its customers than other loan servicers. [read post]
7 Nov 2019, 6:51 pm
The Parliamentary Joint Committee on Corporations and Financial Services 2009 Ripoll Report identified conflicted remuneration as the principal cause of poor financial advice provided to clients. [read post]
24 Jan 2013, 9:05 am
The Federal Financial Institutions Examination Council (FFIEC) has released proposed guidance on the use of social media by financial institutions, including banks, credit unions, and non-bank entities supervised by the Consumer Financial Protection Bureau. [read post]
22 Sep 2008, 12:57 pm
Financial Services Authority in its response to short selling. [read post]
28 Jan 2021, 7:27 pm
The study shows that while the ‘S’ in ‘ESG’ has not yet taken off fully, financial services’ awareness of these factors are growing and it is increasingly being incorporated into business decisions. [read post]
4 Oct 2022, 2:00 pm
In this blog post, we highlight a stealth expansion of supervisory jurisdiction and focus on the CFPB’s findings in two key areas: Transcript withholding policies at institutional lenders (e.g. for-profit colleges that make private loans directly to student); and Administration by servicers of Public Service Loan Forgiveness (PSLF), Income-Driven Repayment (IDR), and Teacher Loan Forgiveness (TLF).Supervisory jurisdiction. [read post]
14 Jan 2021, 7:15 am
Investors should be aware that filing a complaint directly with a financial institution, like Merrill Lynch, is not the same as filing a securities arbitration complaint. [read post]
23 Jan 2020, 5:00 am
Due to the higher transaction costs, investors and institutions would be incentivized to avoid rebalancing their portfolios and leave risk unhedged. [read post]
15 Apr 2020, 7:35 pm
These FAQs also are incorporated into FAQs issued by the Small Business Administration, which administers the program. [read post]
23 Apr 2023, 9:01 pm
He had a historic career of public service, including as Chair of the House Committee on Interstate and Foreign Commerce. [read post]
