Search for: "FINANCIAL SERVICES ROUNDTABLE" Results 61 - 80 of 668
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5 Jan 2012, 7:49 am by Anna Gelpern
The Section on Financial Institutions and Consumer Financial Services will have a record four events at this weekend's Association of American Law Schools Annual Meeting in Washington, DC. [read post]
15 Nov 2012, 7:27 am
In San Francisco, there was an in-depth discussion about increasing information security audits from clients in financial services, hi-tech and energy sectors, and the measures firms are forced to adopt to survive close examination. [read post]
5 Sep 2019, 6:34 am by Arup Sen
In a departure from the usual briefing format, delegates were invited to participate in a series of roundtable discussions, each of which was chaired by a representative from various areas of the firm, including our financial services, employment, disputes and regulatory compliance practices. [read post]
27 Sep 2007, 7:42 am
The House Committee on Financial Services plans to hold a hearing on the SEC's proxy access proposals on Sept. 27. [read post]
28 Jun 2012, 4:00 am by Alan S. Kaplinsky
Earlier this week, we shared the comment letter that was filed jointly by the American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable in response to the CFPB’s Request for Information Regarding Scope, Methods, and Data Sources for Conducting Study of Pre-Dispute Arbitration Agreements. [read post]
25 Jun 2012, 8:18 am by Alan S. Kaplinsky
The American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable have filed a joint comment letter responding to the CFPB’s Request for Information Regarding Scope, Methods, and Data Sources for Conducting Study of Pre-Dispute Arbitration Agreements. [read post]
14 Jul 2015, 5:00 am by Alan S. Kaplinsky and Mark J. Levin
Levin The American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable (Associations) have filed a joint letter commenting on the final results of the CFPB’s arbitration study released in March 2015. [read post]
22 Jul 2011, 11:39 am by admin
Financial sector companies must pay attention to a wide variety of legal compliance and risk issues related to the use of social networking, BITS, the technology policy division of The Financial Services Roundtable, cautioned in its “Social Media Risks and Mitigation”guidance issued July 11. [read post]
29 Mar 2011, 9:59 pm by Patent Docs
Patent and Trademark Director David Kappos on the first panel, and Steve Bartlett, President and Chief Executive Officer of the Financial Services Roundtable; Steven W. [read post]
24 Apr 2012, 9:33 pm by Joseph Santo
  Dwight Smith, Morrison & Foerster (left); Lawranne Stewart, House Financial Services Committee (right)  To explore the challenges of implementing the Volcker Rule, the Penn Program on Regulation (PPR) and the law firm of Morrison & Foerster LLP recently hosted a roundtable discussion in Washington D.C. [read post]
18 May 2012, 8:42 am by John F. Fullerton III
Fullerton III On May 16, I co-hosted a small roundtable discussion here at the firm entitled “Employee Misclassification Issues in the Financial Services Industry:  Preventive Maintenance and Proactive Strategies. [read post]
21 Dec 2016, 12:40 pm by Tiffany Quach
 We will continue to monitor and report on developments concerning the Proposal. [1] The Securities Industry and Financial Markets Association (“SIFMA”), the American Bankers Association (“ABA”), the Financial Services Roundtable (“FSR/BITS”), the Financial Services Sector Coordinating Council (“FSSCC”), the Mortgage Bankers Association (“MBA”), the American Financial… [read post]
13 Oct 2014, 12:43 pm by James Hamilton
  In an interview at the Financial Services Roundtable Global Summit, the CFTC Chair said that he looks forward to working with the E.U. [read post]
11 Apr 2016, 1:11 pm by Barbara S. Mishkin
Mishkin Two Republican members of the House Financial Services Committee, Randy Neugebauer and Mick Mulvaney, have sent a letter to Director Cordray asking him to convene a forum or roundtable of state and tribal officials before the CFPB proposes a payday loan rule. [read post]
19 Jun 2019, 3:43 pm by Astarita
Participants in the investor roundtable should be retail investors who work with, or are considering working with, a financial professional and have no affiliation with the financial services industry. [read post]
20 Aug 2020, 10:18 am by Lori J. Sommerfield
Albeit brief, the statement underscored the federal and state regulators’ commitment to eradicating racism and discrimination in financial services. [read post]
21 May 2009, 2:42 am
In a letter to the leaders of the House Financial Services Committee, groups ranging from the American Bankers Association to the Financial Services Roundtable said that FASB's emphasis on mark-to-market not only results in misleading information in a distressed market, but can also result in misleading information in a typical market. [read post]
6 Nov 2006, 8:06 am
.), now CEO of the Financial Services Roundtable. [read post]
1 Apr 2014, 4:00 am by John L. Culhane, Jr.
Culhane, Jr.A joint comment letter on the CFPB’s ANPR on debt collection practices was submitted by the American Bankers Association, the Consumer Bankers Association, and the Financial Services Roundtable. [read post]