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15 Feb 2024, 8:26 am
FINRA operates a dispute resolution forum where you can present your case before a panel of arbitrators. [read post]
15 Feb 2024, 2:54 am
Judith has been featured on Philadelphia’s ABC TV station and Comcast’s Money Matters and has presented to the Pennsylvania Bar Institute, New Jersey State Bar Association, Exit Planning Exchange, Wells Fargo Advisors, Entrust Financial, and the Forum of Executive Women, among others. [read post]
12 Feb 2024, 6:00 am
Per a general rule, beneficial ownership information is not public. [read post]
7 Feb 2024, 9:01 pm
Treasury Department’s Financial Crimes Enforcement Network (“FinCen”). [read post]
3 Feb 2024, 5:00 am
READ MORE Forum Questions Future of Digital Identity, Path Forward Panelists at a recent policy forum said passkeys with detection-enabled biometrics make for a more secure online future, but accessibility and digital equity concerns must be addressed. [read post]
3 Feb 2024, 5:00 am
READ MORE Forum Questions Future of Digital Identity, Path Forward Panelists at a recent policy forum said passkeys with detection-enabled biometrics make for a more secure online future, but accessibility and digital equity concerns must be addressed. [read post]
2 Feb 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 2, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of January 26-February 1, 2024 Trends in Director Compensation Posted by Lawrence A. [read post]
2 Feb 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 2, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of January 26-February 1, 2024 Trends in Director Compensation Posted by Lawrence A. [read post]
1 Feb 2024, 11:51 am
In 2023 the European Supervisory Authorities (ESAs) conducted a cross sectoral stocktake of BigTech subsidiaries carrying out financial services in the EU, through the European Forum for Innovation Facilitators (EFIF). [read post]
1 Feb 2024, 11:51 am
In 2023 the European Supervisory Authorities (ESAs) conducted a cross sectoral stocktake of BigTech subsidiaries carrying out financial services in the EU, through the European Forum for Innovation Facilitators (EFIF). [read post]
1 Feb 2024, 6:31 am
Evidence from a Randomized Field Experiment,” we examine how U.S. retail consumers use and respond to different types of financial and non-financial firm disclosure. [read post]
1 Feb 2024, 6:31 am
Evidence from a Randomized Field Experiment,” we examine how U.S. retail consumers use and respond to different types of financial and non-financial firm disclosure. [read post]
31 Jan 2024, 11:31 am
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
30 Jan 2024, 1:00 am
Informational: Seeking knowledge or answers to questions. [read post]
29 Jan 2024, 12:00 pm
A broker-dealer’s Central Registration Depository (CRD) record is a database maintained by the Financial Industry Regulatory Authority (FINRA) and is used to store and track information about individuals and firms involved in the securities industry. [read post]
28 Jan 2024, 9:05 pm
The risk of opportunistic behavior when initially choosing the insolvency forum exists only with respect to vulnerable creditors, such as tort claimants and employees, which do not have the ability, information, or bargaining power to adjust the conditions of their claims. [read post]
27 Jan 2024, 9:04 pm
They should be informed about technological developments as they are taking place, and continuously learning so as to shape public policy. [read post]
26 Jan 2024, 1:40 pm
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
26 Jan 2024, 10:33 am
Andrew is a lifetime member of the Million Dollar Advocates Forum, and the author of "Are You a Canadian Injured in the United States? [read post]
26 Jan 2024, 1:54 am
The paper presents four guiding principles and a roadmap to inform global regulatory and industry approaches for a quantum secure financial sector. [read post]
