Search for: "First Financial Asset Management, Inc."
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30 Oct 2023, 9:11 am
Factual Background In this matter, the employer Quickway Transportation, Inc. [read post]
27 Oct 2023, 6:00 am
Could the data-sharing rules the Consumer Financial Protection Bureau proposed last week make a difference? [read post]
23 Oct 2023, 12:00 am
The Independent, Financial Times, Guardian and Reuters reported on the hearing. [read post]
22 Oct 2023, 11:03 pm
Reprinted with permission from the NYS Bar Association, this article first appeared in the EASL Journal, 2023, vol. 34, no. 1. [read post]
20 Oct 2023, 2:40 pm
This annual event brings together the digital asset community to address investment, legal, and operational issues relevant to private fund managers. [read post]
19 Oct 2023, 9:05 pm
First, cloud computing technology has become so ubiquitous that few firms operate without some level of reliance on cloud-based infrastructure for data storage and management. [read post]
18 Oct 2023, 9:01 pm
Securities and Exchange Commission (SEC) announced a US$19 million settlement with the investment adviser DWS Investment Management Americas Inc. [read post]
6 Oct 2023, 9:00 am
Payments Bill Defies Congressional RancorPayments Dive – October 3, 2023 Politics is as polarized as ever in Washington, but a bill related to the processing of credit card payments has managed to gather bipartisan momentum in Congress. [read post]
5 Oct 2023, 3:58 pm
Shepherd Smith Edwards & Kantas Broker-Dealer Negligence Attorneys are Representing Investors Against those who facilitated this scheme, including suing Interactive Brokers If you invested money with former Florida registered investment adviser Andrew Jacobus (Jacobus) of FINSER Asset Management and FINSER International Corporation or invested through one of Jacobus’ other enterprises, such as Kronus Financial or the Corfiser SIMI Fund B.V., you may be… [read post]
3 Oct 2023, 9:01 pm
August 4, 2023, settled) In the Matter of Canoo, Inc. [read post]
2 Oct 2023, 2:30 am
Recounting the early days of his career, after graduating from Rutgers University, Andrews spent nine years working as an account manager in group insurance at Prudential Financial before moving into his first DEI role at Bristol-Myers Squibb in 2002. [read post]
2 Oct 2023, 2:30 am
Recounting the early days of his career, after graduating from Rutgers University, Andrews spent nine years working as an account manager in group insurance at Prudential Financial before moving into his first DEI role at Bristol-Myers Squibb in 2002. [read post]
28 Sep 2023, 12:22 pm
A common structure for many alternative investments involves management fees known as “2&20,” signifying a 2% annual asset management fee and a 20% profit-sharing component. [read post]
25 Sep 2023, 2:26 pm
I congratulate the Asset Management Unit for bringing this important mutual fund AML enforcement action. [read post]
25 Sep 2023, 9:03 am
As we have previously reported, in February 2022, WP Carey Inc. exited investment management, after acquiring Corporate Property Associates 18 Global Inc in a $2.7 billion cash-and-stock deal. [read post]
19 Sep 2023, 7:00 am
The firms were Artemis Wealth Advisors, LLC; Trowbridge Capital Partners, LLC; MRA Advisory Group; McElhenny Sheffield Capital Management, LLC; Macroclimate, LLC; Linden Thomas Advisory Services, LLC; Hansen & Associates Financial Group, Inc.; Elm Partners Management, LLC; BTS Asset Management Inc. and Banorte Asset Management, Inc. [read post]
18 Sep 2023, 6:17 pm
In re Orchard Enters., Inc. [read post]
15 Sep 2023, 11:47 am
First, liquidity risk is a significant concern. [read post]
15 Sep 2023, 6:38 am
Legal and Regulatory Developments SPOTLIGHT: The CFPB Eyes Tech Firms’ Role in Governing Tap-To-PayDigital Transactions News – September 8, 2023 The Consumer Financial Protection Bureau late Thursday released a report raising questions about the part restrictions imposed by big technology firms like Apple Inc. and Alphabet Inc’s Google subsidiary may play in hampering innovation, consumer choice, and the growth of open and decentralized banking and… [read post]
11 Sep 2023, 2:36 am
Cottonwood Communities Inc. [read post]
