Search for: "First Independence v. Sec"
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26 Sep 2023, 9:01 pm
On August 24, 2023, the Second Circuit affirmed the dismissal of state-law securities claims in Kirschner v. [read post]
18 Sep 2023, 5:55 am
Nat’l Sec. [read post]
15 Sep 2023, 8:45 am
In 2012, the SEC sued Kahlon and TJM and they settledwith the SEC for $2.2 million. [read post]
8 Sep 2023, 5:54 am
Sec. 440.10(b)-(f). [read post]
6 Sep 2023, 10:34 am
With the Supreme Court currently considering the constitutional future of agency adjudication in SEC v. [read post]
5 Sep 2023, 9:05 pm
Supreme Court next term of Securities and Exchange Commission v. [read post]
5 Sep 2023, 4:21 am
In 2012, the SEC filed a complaint against TJM and Kahlon, and in 2016, the United States District Court for the District of Texas granted summary judgment in favor of the SEC. [read post]
1 Sep 2023, 12:43 pm
While the government urged the justices to reverse the Fifth Circuit’s decision against the SEC in its entirety, portions of the government’s merits brief suggest the possibility of a split decision from the justices (SEC v. [read post]
1 Sep 2023, 7:47 am
Scott cited Heasley v. [read post]
27 Aug 2023, 3:56 pm
On August 14, 2023, a Fulton County, Georgia grand jury returned a 41-count indictment against former President Donald Trump and eighteen other individuals for a conspiracy to overturn the legitimate 2020 presidential election results in that state. [read post]
16 Aug 2023, 10:52 am
In SEC v. [read post]
11 Aug 2023, 7:44 am
SEC. [read post]
8 Aug 2023, 9:05 pm
Tørsløv, T. [read post]
1 Aug 2023, 4:27 pm
The SEC, in other words, scrutinizes whether companies accurately say what they are doing and actually do what they are saying when it comes to ESG. [read post]
19 Jul 2023, 9:05 pm
SB 261 would embrace a considerably larger universe than the proposed SEC rules because it would cover all large companies, not just the public reporting ones under the SEC’s jurisdiction.[16] Most U.S. [read post]
17 Jul 2023, 12:32 pm
Board of Veterans’ Appeals The Board is independent from the VA. [read post]
10 Jul 2023, 9:22 am
In the midst of issuing the final opinions of the term, the Court also granted certiorari on a number of cases, one of which—Securities and Exchange Commission v. [read post]
10 Jul 2023, 8:26 am
The SEC believes the vast majority of cryptocurrencies are securities based on the Howey test, the framework used to determine if an asset is a security articulated in SEC v. [read post]
8 Jul 2023, 8:32 am
"The judicial Power shall extend to … Cases … [and] to Controversies …" US Constitution, Article III Sec. 2 We all know roughly what that means, right? [read post]
5 Jul 2023, 4:53 am
The panel held that the administrative proceedings suffered from three independent constitutional defects, the first two of which each provided a standalone basis for vacating the SEC’s decision:The petitioners were deprived of their constitutional right to a jury trial;Congress unconstitutionally delegated legislative power to the SEC by failing to provide an intelligible principle to guide its exercise of that power; andThe statutory removal restrictions… [read post]
