Search for: "Frank D"
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27 Dec 2010, 9:25 am
Senator Jeff Merkley (D-Ore) explained that in all fifty states lawyers have to put clients’ funds into trust accounts. [read post]
3 Jun 2013, 1:52 pm
Frank Lautenberg, D-N.J., who was the Senate’s oldest member at 89. [read post]
19 Dec 2013, 7:25 am
Rethinking Section 13(d) Recently, the "CLS Blue Sky Blog" ran a series of academic commentaries about how the SEC should respond to Dodd Frank's invitation to rethink the disclosure of beneficial ownership under Section 13(d). [read post]
11 Oct 2023, 6:30 am
I regret that this little symposium contribution cannot do justice to what I owe Frank. [read post]
1 Jun 2011, 6:44 am
On DLA Piper's Venture Alley blog last week, Andrew Ledbetter reported that the SEC has now followed up with proposed rules to implement the "bad actor" disqualifications for Rule 506 of Reg D that were called for by Dodd-Frank. [read post]
27 Jun 2013, 8:34 am
Maxine Waters (D-CA), noted that Title II of Dodd-Frank includes provisions that are supposed to prevent taxpayer-funded bail-outs. [read post]
25 Dec 2013, 11:57 am
Wrote Barbara Sinatra in "Lady Blue Eyes: My Life with Frank," in a passage I ran across today as I search for "Christmas" in the books I have on Kindle. [read post]
14 Feb 2012, 12:05 pm
In the letter, Senators Carl Levin (D-MI) and Jeff Merkley (D-OR) urged the SEC and banking agencies to eliminate unjustified exclusions and exemptions, such as proposed hedging exemptions related to bank investments in private funds. [read post]
23 Apr 2012, 8:00 am
This rule was mandated by the Dodd-Frank Act, and the SEC issued the proposal last May 2011. [read post]
14 Nov 2023, 9:04 am
During the 2023 Fiscal Year, the Dodd-Frank Act whistleblower programs of the U.S. [read post]
18 Apr 2012, 6:23 am
Tahyar and Gabriel D. [read post]
13 Feb 2012, 6:17 am
Tahyar and Gabriel D. [read post]
13 Mar 2012, 6:21 am
Tahyar and Gabriel D. [read post]
15 Jun 2012, 6:22 am
Tahyar and Gabriel D. [read post]
25 May 2012, 3:10 am
Test Claimants in the Franked Investment Income Group Litigation v Customs and Excise Comrs (formerly Inland Revenue Comrs): [2012] UKSC 19; [2012] WLR (D) 161 “Claims for recovery of unlawfully exacted tax under the principle in Woolwich Equitable Building Society v Inland Revenue Comrs [1993] AC 70 (‘the Woolwich principle’) were not limited to those cases where there had been an actual demand by the revenue for payment, but applied… [read post]
19 Feb 2013, 9:58 pm
Moore (D-WI). [read post]
4 Apr 2023, 8:28 am
Moilanen and supervised by Tejal D. [read post]
20 Jul 2011, 6:25 am
Barney Frank (D., Mass.) after signing the Dodd-Frank financial reform bill, July 21, 2010. [read post]
24 Jul 2020, 6:23 am
In turn, that has made the U.S. a place that draws investments, because investors know that strong regulation means their money is safe.Joining the reminiscences were House Financial Services Chair Maxine Waters (D-Cal) and Senator Elizabeth Warren (D-Mass), who highlighted Dodd-Frank’s diversity achievements and the establishment of the CFPB, and also looked to the future with an eye to how the current crisis might boost pending legislation. [read post]
7 Aug 2012, 6:17 am
Tahyar and Gabriel D. [read post]
