Search for: "Frank Gari" Results 61 - 80 of 779
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21 Apr 2023, 11:38 am by Geoff Schweller
We urge the Commission to take the foregoing steps to ensure that the Dodd-Frank Act whistleblower program is at the forefront of its enforcement strategy. [read post]
31 Mar 2023, 2:41 am by Seán Binder
Gary Fineout reports for POLITICO. [read post]
16 Mar 2023, 9:57 am by Unknown
”Uyeda also objected that the SEC did not use its express authority under Dodd-Frank to test whether the proposed disclosures to investors would be effective. [read post]
23 Feb 2023, 9:29 am by Rebecca Tushnet
I'm filing an amicus today on behalf of First Amendment scholars:Enrique Armijo, Professor of Law, Elon University School of Law Lisa Pondrom Ramsey, Professor of Law, University of San Diego School of Law Rebecca Tushnet, Frank Stanton Professor of First Amendment Law, Harvard Law School John Villasenor, Professor of Law and Electrical Engineering, UCLA; Founder and Faculty Co-Director, UCLA Institute for Technology, Law and Policy Eugene Volokh, Gary T. [read post]
21 Feb 2023, 9:22 am by Unknown
"OCC is the sole registered clearing agency for exchange listed option contracts in the United States," said Chairman Gary Gensler in a statement released Thursday. [read post]
13 Feb 2023, 10:27 am by The White Law Group
According to the SEC’s rulemaking agenda, SEC Chairman Gary Gensler intends to amend the accredited investor definition by increasing the annual income and net worth thresholds. [read post]
27 Jan 2023, 6:30 am
Bonnett, Wachtell, Lipton, Rosen & Katz, on Friday, January 20, 2023 Tags: Clawbacks, Dodd-Frank Wall Street Reform, Human capital, ISS, Proxy advisors, SEC Get boardroom ready: five ways to improve executive interactions with the board Posted by Maria Castañón Moats, Paul DeNicola, Catie Hall, PricewaterhouseCoopers LLP, on Saturday, January 21, 2023 Tags: Board meetings, Board of Directors, Cybersecurity, Esg governance, Executives, Management Amendments to Rule… [read post]
27 Jan 2023, 6:30 am
Bonnett, Wachtell, Lipton, Rosen & Katz, on Friday, January 20, 2023 Tags: Clawbacks, Dodd-Frank Wall Street Reform, Human capital, ISS, Proxy advisors, SEC Get boardroom ready: five ways to improve executive interactions with the board Posted by Maria Castañón Moats, Paul DeNicola, Catie Hall, PricewaterhouseCoopers LLP, on Saturday, January 21, 2023 Tags: Board meetings, Board of Directors, Cybersecurity, Esg governance, Executives, Management Amendments to Rule… [read post]
19 Jan 2023, 1:36 am by Jim Sedor
National/Federal Billions at Stake as Online Fundraising Practices Turn Off Voters MSN – Jessica Piper (Politico) | Published: 1/17/2023 Llyod Cotler, the founder of Banter Messaging, advises friends and family to write a check if they want to make political contributions and avoid online giving, lest their emails and phone numbers end up on lists that recirculate through the campaign world for eternity. [read post]
23 Dec 2022, 6:30 am
., on Friday, December 16, 2022 Tags: Corporate governance, Executive Compensation, ISS, Proxy voting, Stewardship, Sustainability Statement by Chair Gensler on PCAOB’s Determinations Regarding Public Accounting Firms in China Posted by Gary Gensler, U.S. [read post]
23 Dec 2022, 6:30 am
., on Friday, December 16, 2022 Tags: Corporate governance, Executive Compensation, ISS, Proxy voting, Stewardship, Sustainability Statement by Chair Gensler on PCAOB’s Determinations Regarding Public Accounting Firms in China Posted by Gary Gensler, U.S. [read post]
6 Dec 2022, 3:45 am by Kyle Hulehan
Key Findings: Excessive tax rates on cigarettes induce substantial black and gray market movement of tobacco products into high-tax states from low-tax states or foreign sources. [read post]
18 Nov 2022, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Monday, November 14, 2022 Tags: Corporate disputes, Mergers & acquisitions, Poison pills, Stakeholders, Twitter SEC Finalizes New Clawback Rules Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Tags: Clawbacks, Compensation disclosure, Dodd-Frank Act, Financial reporting, SEC, SEC rulemaking Does Voluntary Financial Disclosure Matter? [read post]
18 Nov 2022, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Monday, November 14, 2022 Tags: Corporate disputes, Mergers & acquisitions, Poison pills, Stakeholders, Twitter SEC Finalizes New Clawback Rules Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Tags: Clawbacks, Compensation disclosure, Dodd-Frank Act, Financial reporting, SEC, SEC rulemaking Does Voluntary Financial Disclosure Matter? [read post]