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22 Mar 2011, 4:09 am
Of course even more conscientious regulators than the ones who enacted SOX and Dodd-Frank in a regulatory panic (see Romano on SOX) can’t predict all the potential effects of their laws. [read post]
1 Jul 2010, 6:34 am
The Dodd-Frank Act: A Moving Target? [read post]
5 May 2015, 1:58 pm
For more on the CFPB’s Report, see our legal alert. [read post]
13 May 2024, 3:25 am
The Board of Governors of the Federal Reserve did not join the joint proposal of the banking regulators, with Chair Powell recently testifying: “I would like to understand the problem we’re solving, and then I would like to see a proposal that addresses that problem. [read post]
27 Jul 2020, 11:40 am
Many see these funds as an exclusive club for America’s wealthiest, and enables them to profit more than the average investor. [read post]
18 Nov 2014, 4:38 pm
But like many things having to do with the financial sector, Dodd-Frank is replete with complex terminology and opaque concepts—and we have yet to see a short and simple primer that makes the law accessible. [read post]
5 Apr 2012, 4:11 am
SEC Issues Latest Dodd-Frank Mandated Report on Revamping the Agency While we didn't see a flood of Dodd-Frank Act rulemaking in the first quarter of 2012 (there was one proposed rule relating to identity theft red flags, a final rule providing exemptions for securities-based swaps discussed below, changes to the net worth standard for accredited investors, and rules regarding investment adviser performance fees), the Staff did deliver the second of four reports to… [read post]
21 Jul 2010, 10:53 am
President Obama signed the Dodd-Frank financial reform legislation today. [read post]
18 Apr 2012, 7:57 am
Two observations: Implementation and rulewriting are the critical bits of Dodd-Frank, &c, &c. [read post]
22 Nov 2011, 5:00 am
For a more detailed discussion on this issue and Section 953(b), see Dodd-Frank, Compensation Ratios, and the Expanding Role of Shareholders in the Governance Process. [read post]
11 Oct 2023, 6:30 am
Rawls, on Frank’s account, is thin on legal reasoning (see, e.g., CE, 75-76). [read post]
10 Mar 2022, 4:30 pm
The Latest Salary News: Gunderson, Fried Frank, Katten. [read post]
8 Dec 2021, 4:31 pm
The post Latham Learns The Downside Of Partying During A Pandemic – See Also appeared first on Above the Law. [read post]
1 Aug 2011, 1:41 pm
Thankfully, many of the participants are planning to publish papers on the issues they discussed, and hence you will be able to see those issues more fully vetted, and in their own words. . . [read post]
13 Jul 2010, 4:38 am
What the Dodd-Frank Act Means for the Regulators? [read post]
23 Jan 2008, 8:39 pm
"You can see Frank here. [read post]
6 Aug 2015, 5:00 am
Thomas School of Law, decided to take a look at the data and see. [read post]
28 Apr 2014, 3:41 pm
Franks (see here and here) today. [read post]
10 May 2010, 5:10 am
If Frank is correct, that claim should have been a death sentence for the program. [read post]
25 Apr 2014, 11:47 am
For more on the lawsuit, see our legal alert. [read post]
