Search for: "Gary Kaplan"
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19 Dec 2011, 10:16 am
Other participants slapped with SEC charges: • Rocky Brandonisio, Rudy Nutrition President • Stephen DeCesare, penny stock promoter • Kevin Quinn, attorney and business consultant • Kevin Kaplan, Rudy Nutrition CFO • Pawl Dynkowski, stock promoter • Mehmet Mustafoglu, Rudy Nutrition consultant • Gregg Mulholland, stock promoter • Joseph Padilla, ex-registered representative at Scottsdale Capital Advisors and stock promoter • Andrea Ritchie,… [read post]
6 Apr 2011, 9:52 am
So far they have survived the scandal largely unscathed, but speculation has begun to swirl that they could face disciplinary action.As it turns out, Grant Woods was recommended for the job by Gary Husk, an attorney on the Fiesta Bowl payroll. [read post]
1 Oct 2021, 5:54 am
Securities and Exchange Commission, on Tuesday, September 28, 2021 Tags: Accredited investors, Capital formation, Crowdfunding, Institutional Investors, Investor protection, IPOs, Regulation A, SEC, Securities regulation, SPACs Remarks by Chair Gensler Before the Small Business Capital Formation Advisory Committee Posted by Gary Gensler, U.S. [read post]
20 Jul 2023, 1:27 am
Kaplan said the verdict was not a “miscarriage of justice. [read post]
9 Oct 2019, 2:58 am
The Neil Kaplan Award for Best Individual Oralist (in the general rounds) was won by West Bengal National University of Juridical Sciences in the 1stedition. [read post]
23 Apr 2014, 12:35 pm
Defense Attorney: Gary P. [read post]
30 Nov 2018, 6:06 am
Kaplan (University of Chicago), on Monday, November 26, 2018 Tags: Conflicts of interest, Fund managers, Fund performance, Incentives, Misreporting, Mutual funds, Peer groups, Private equity, Reporting regulation, Reputation, Signaling, Venture capital firms Shareholder Voting in the United States: Trends and Statistics on the 2015-2018 Proxy Season Posted by Matteo Tonello, The Conference Board, Inc., on Monday,… [read post]
24 Jan 2024, 9:03 pm
This statement was issued on January 24, 2024, by Gary Gensler, chair of the U.S. [read post]
9 Apr 2009, 5:01 pm
As Cora Kaplan tells us, we haven't progressed much beyond the late eighteenth century's inability to generate a "positive account of fantasy for women, the lower classes, or colonial people. [read post]
24 May 2019, 6:01 am
Posted by Ira Kay and Blaine Martin, Pay Governance LLC, on Saturday, May 18, 2019 Tags: Executive Compensation, Firm performance, Incentives, Management, Pay for performance, Repurchases, Shareholder value, Short-termism A “Draft Review” as a Safeguard on Proxy Advisors Posted by Ted Allen and Gary A. [read post]
14 Nov 2007, 8:44 am
His written testimony is here: [judiciary.house.gov] In it, along the lines of the Gary Kaplan WTO defense mentioned here, he says:This Committee is not a court of law so I will spare it a lengthy legal analysis concerning the question whether or not individuals may rely in their defense against the indictments brought against them on the fact that the Acts on which such indictments have been brought have been found to be in violation of the US legal obligations… [read post]
17 Apr 2020, 5:55 am
Kaplan, and Jennifer L. [read post]
12 Aug 2022, 6:51 am
Kaplan (University of Chicago), and Vladimir Mukharlyamov (Georgetown University), on Wednesday, August 10, 2022 Tags: Executive Compensation, Executive turnover, Human capital, Labor markets, Management, Private equity Twitter v. [read post]
18 Jun 2021, 5:55 am
Kaplan, Nicholas P. [read post]
12 Aug 2022, 6:51 am
Kaplan (University of Chicago), and Vladimir Mukharlyamov (Georgetown University), on Wednesday, August 10, 2022 Tags: Executive Compensation, Executive turnover, Human capital, Labor markets, Management, Private equity Twitter v. [read post]
3 Mar 2010, 9:06 am
Borch.New York : Kaplan Pub., c2010. [read post]
1 Jun 2016, 2:25 pm
Punishing Sexual Fantasy Panelist: Andrew Gilden, Willamette Law School Commentator: Margo Kaplan 5. [read post]
13 Jun 2008, 3:36 pm
The dissident slate includes TCI Managing Partner and founder Chris Hohn; Gilbert Lamphere, a former director at Canadian National; Timothy O'Toole, managing director of the London Underground subway system; Gary Wilson, former board chair at Northwest Airlines; and Alexandre Behring, managing director at 3G and former CEO of Latin American rail company America Latina Logistica. [read post]
3 May 2009, 2:31 pm
It's easy to see why some members of the Section on Dispute Resolution want to de-rail the AFA - Gary Kaplan, for example, who is chairman of the "Arbitration Committee's Legislative Subcommittee," is an NAF arbitrator who announces on his Linked-In page that lawsuits are "in [read post]
16 Jan 2012, 5:35 pm
But there was a subtle twist this time, one echoed by comments from Wireless Bureau Chief Rick Kaplan at a separate panel. [read post]
