Search for: "Global Commodities Trading Group, Inc."
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13 Jun 2018, 9:37 am
Attorney’s Offices already coordinate with other federal agencies, including the Securities and Exchange Commission, the Commodities Futures Trading Commission, the Federal Reserve as well as authorities in other countries. [read post]
7 May 2012, 7:09 am
Citigroup Global Markets Inc., Morgan Stanley, UBS Financial Services Inc. and Wells Fargo recently agreed to pay $9.1 million to settle allegations that they sold leveraged and inverse exchange-traded funds to clients who had no business investing in the complex instruments. [read post]
2 Jun 2010, 5:23 pm
. **** June 1 Sponsor: WBR (World Business Research) Event: TradeTech India 2010 Location: Mumbai, India June 1 Sponsor: Infovest 21 Event: Preparing for Impending Regulatory Changes Location: New York, New York June 2 Sponsor: FTF (Financial Technologies Forum, LLC) Event: Understanding Portfolio Management & Trading Location: New York, New York June 2 Sponsor: HedgeWorld Event: CTA 2010: Managed Futures and Commodities Investing presented by HedgeWorld Location:… [read post]
1 Aug 2012, 5:51 am
Joyce, Chairman and CEO, Knight Capital Group, Inc. [read post]
7 Apr 2020, 1:35 pm
The complaint against HDR Global Trading Ltd. also contains allegations that the organization violated the Commodities Exchange Act. [read post]
5 May 2016, 8:25 am
Commodity Futures Trading Commission (the CFTC), and the European Union. [read post]
5 May 2016, 8:25 am
Commodity Futures Trading Commission (the CFTC), and the European Union. [read post]
18 Apr 2010, 2:59 am
In 1998, Marler and his partners at Marler Clark founded Outbreak, Inc., a not-for-profit dedicated to training companies on how to prevent foodborne illness. [read post]
10 Jun 2022, 7:22 am
And, as expected, the legislation would grant new powers and a commanding presence to the Commodity Futures Trading Commission. . . . [read post]
26 Mar 2019, 1:20 pm
The Commodities Future Trading Commission (CFTC) “waged an unusual campaign to get Blackstone to unwind its bet on the credit-default swap”, according to the Journal. [read post]
22 Dec 2020, 9:43 am
The COVID-19 pandemic, the global response to it, and other worldwide events created a great deal of market volatility. [read post]
30 May 2011, 5:02 am
During . . . this litigation, Defendants identified themselves as anonymous members of Youth for Climate Truth, a group concerned about global climate change. [read post]
25 May 2022, 9:01 pm
The Pandemic Guidance applies to all publicly traded companies. [read post]
6 Mar 2016, 10:01 pm
” The equation is complicated enough for single-ingredient, non-processed foods such as fresh produce commodities. [read post]
7 Oct 2022, 1:19 pm
As a result, the deal would substantially lessen competition at a time when global supply chain challenges already threaten steady access to important commodities and goods. [read post]
29 Jun 2018, 6:04 am
Deniz Yavuz (Purdue University), on Monday, June 25, 2018 Tags: Business groups, Commodities, Firm performance, International governance, Market efficiency, Market reaction, Risk, Shocks The Highest-Paid CEO by U.S. [read post]
27 Jan 2021, 11:07 am
And in the first coordinated FCPA enforcement action between DOJ and the Commodities Futures Trading Commission (CFTC), the CFTC fined Vitol an additional $28.7 million. [read post]
20 Jul 2023, 10:44 am
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
5 Apr 2018, 8:24 am
The judge also agreed the CFTC’s jurisdiction can be justifiably expanded into spot trade commodity fraud, beyond the classic “futures” contracts for commodities traditionally focused on by the CFTC. [read post]
28 Jun 2016, 6:41 am
” In the case, the component (Taq) is a commodity but is also an admitted critical aspect of the invention. [read post]
