Search for: "Global Industrial, LLC"
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8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
7 Nov 2023, 9:56 am
” The Sanford & Hall Report is a virtual series that leverages the national security experiences of its co-hosts, Adriana Sanford, founder of Data Privacy Help, LLC, and an award-winning global threats expert, and retired USN Rear Admiral Garry E. [read post]
7 Nov 2023, 9:56 am
” The Sanford & Hall Report is a virtual series that leverages the national security experiences of its co-hosts, Adriana Sanford, founder of Data Privacy Help, LLC, and an award-winning global threats expert, and retired USN Rear Admiral Garry E. [read post]
31 Oct 2023, 8:41 am
Privacy Concerns in Archival Records, Margot Note Consulting LLC (Nov. 15, 2021). [read post]
18 Oct 2023, 3:02 pm
Harbor Acquires Legal Management Consulting Team from Stout Harbor, an expert services provider to the legal industry, today announced its acquisition of the Legal Management Consulting practice from Stout, a global investment bank and advisory firm. [read post]
13 Oct 2023, 2:21 am
Drinks seasonal and global, plus the popular “Drinks I Have Been Drinking. [read post]
3 Oct 2023, 9:01 pm
In July and August 2023, the SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. [read post]
2 Oct 2023, 8:17 pm
Saskia Mehlhorn, our fellow Houstonian who’s the director of knowledge and research services at Norton Rose Fulbright, nita Cumello, global client, Director and Director of well being global large law firms at Thomson Reuters and Bree Buchanan, Senior Advisor at krill strategies, LLC, and co founder of the well being in law movement. [read post]
21 Sep 2023, 7:20 am
Medical marijuana continues to be a hot topic within the industry. [read post]
17 Sep 2023, 11:15 am
It also paves the way for California to set ambitious emission reduction targets in line with global climate goals. [read post]
13 Sep 2023, 11:46 am
., skills trainer and case manager “Thanks for making U.S. law accessible and for supporting global access to legal information! [read post]
10 Sep 2023, 10:53 am
But was the urban horse problem made to appear only solvable by the new automobile industry paved figuratively by a new gasoline industry and literally by the road and highway construction industrial complex? [read post]
8 Sep 2023, 12:51 pm
Between May 2019 and December 2019, Hoffman allegedly advised clients to invest in Zima Global Ventures, LLC, a company claiming to trade cryptocurrencies and digital assets for profit. [read post]
7 Sep 2023, 2:20 am
Its core offerings now include Global Advisory, Discovery Intelligence, HaystackID Core, and artificial intelligence-enhanced Global Managed Review services powered by ReviewRight®. [read post]
1 Sep 2023, 6:44 am
She has been in the industry since 1996. [read post]
30 Aug 2023, 5:45 am
From managing cross-border transactions to mitigating potential risks associated with global trade, they adeptly handle every facet related to overseas operations. [read post]
13 Aug 2023, 2:05 pm
Of the sectors studied in the sweep, cosmetic, clothing and footwear, and food and drink industries had the highest proportion of concerning claims. [read post]
8 Aug 2023, 11:25 am
FINRA Sanctions Brokers William Weisbrod and Lilia Nia after Allegations of Illegal Trading Activity FINRA, the regulator who oversees broker and brokerage firms, has reportedly barred William Weisbrod and suspended Lilia Nia from working in the securities industry. [read post]
31 Jul 2023, 12:40 pm
According to her FINRA broker report, Clarice Saw has been affiliated with thirteen firms during her twenty-six years in the securities industry, including the following: 10/02/2021 – 06/30/2022, CETERA INVESTMENT ADVISERS LLC (CRD#:105644), FLUSHING, NY, B, 09/30/2021 – 06/30/2022, CETERA INVESTMENT SERVICES LLC (CRD#:15340), FLUSHING,… [read post]
28 Jul 2023, 2:15 am
Business and Learning Resources (BLR), a division of Simplify Compliance, LLC, is an industry-leading knowledge provider with more than 40 years of experience in human capital management, environmental, health, and safety; learning and development; and legal markets. [read post]
