Search for: "Governance Risk Management Compliance, LLC" Results 61 - 80 of 655
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28 Apr 2023, 12:37 pm by Matthew Dochnal
The laws governing LLCs are determined by the state in which they are formed, and Delaware’s business laws are renowned for providing the best protections for managers and owners. [read post]
25 Apr 2023, 8:09 am by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
20 Apr 2023, 1:20 pm by Marcia Delgadillo
The SEC’s Proposed Cyber Risk Management Rule for Investment Advisers. [read post]
16 Apr 2023, 1:04 pm by Stuart Kaplow
But then as part of this entirely new regulatory scheme in America, of regulating carbon emissions, owners may be required to upload Portfolio Manager data over the Internet to state or local government actors, resulting in an entirely new set of risks for business. [read post]
12 Apr 2023, 3:01 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
6 Apr 2023, 9:55 am by Cynthia Marcotte Stamer
When assessing risk, businesses should keep in mind the possibility that COVID-19 related operational disturbances likely affected compliance oversight, investigations, training, recordkeeping and other risk management. [read post]
3 Apr 2023, 7:00 am by Mike Habib, EA
Risk Management: An accountant can help small business owners identify and manage financial risks, such as fraud, theft, or mismanagement. [read post]
29 Mar 2023, 11:06 am by Cynthia Marcotte Stamer
In the face of these developments, businesses and their leaders should move quickly to audit, their current compliance and risk as well as manage their exposures. [read post]
28 Mar 2023, 4:04 am by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
27 Mar 2023, 9:01 pm by renholding
We examine environmental, social, and corporate governance (“ESG”) Although too early to identify definitive trends in this area, we survey the types of ESG allegations that are being filed and report on notable decisions. [read post]
21 Mar 2023, 1:14 pm by The White Law Group
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
21 Mar 2023, 9:25 am by The White Law Group
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
7 Mar 2023, 2:57 pm by Rob Robinson
I’m thrilled to be utilizing it and offering a competitive option to my clients,” said Dara Tarkowski, Founder and Managing Partner of Actuate Law and Chief Innovation Strategist of Quointec, LLC Single-Tenant Cloud Architecture Merlin is able to offer Cloud Utility Pricing because each Sherlock site runs in its own secure environment. [read post]
3 Mar 2023, 4:04 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
23 Feb 2023, 9:01 pm by renholding
Before entering some of these resolutions, we saw only lip service paid to compliance, and in one case, managers who had substantial information about unlawful trading allowed it to continue. [read post]
1 Feb 2023, 9:05 pm by renholding
  Strategic acquirors that have thoughtfully managed their balance sheets and private equity funds that have ample dry powder may be eager to pursue tech (and other) targets that would have previously been out of reach at the much higher valuations many companies enjoyed in 2021. [read post]
26 Jan 2023, 8:27 am by Ashley Morgan
MACs target specific services or types of providers who exhibit high rates of noncompliance or potential compliance risks. [read post]